Joseph A. Lavely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Alan Lavely, who also goes by Chip Lavely Jr, Chip Lavely, Joseph Alan Lavely Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - November 14, 2025
METRONOME SECURITIES, LLC
February 12, 2019 - June 24, 2020
COWEN AND COMPANY
December 12, 2016 - May 21, 2019
COWEN SECURITIES, LP
March 22, 1996 - August 3, 2016
GREENE HOLCOMB & FISHER LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
METRONOME SECURITIES, LLC
CRD#: 158957 / SEC#: , 8-68947
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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