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JL

Joseph Alan Lavely

CRD# 2249643·Registered 1996 - 2025
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Alan Lavely, who also goes by Chip Lavely Jr, Chip Lavely, Joseph Alan Lavely Jr, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1996 - 2025. Joseph had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Lavely Jr, Chip Lavely, Joseph Alan Lavely Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

METRONOME SECURITIES, LLC·CRD# 158957
BD
Chicago, IL
January 4, 2021 - November 14, 2025
COWEN AND COMPANY·CRD# 7616
BD
Minnetonka,, MN
February 12, 2019 - June 24, 2020
COWEN SECURITIES, LP·CRD# 46834
BD
Minnetonka, MN
December 12, 2016 - May 21, 2019
GREENE HOLCOMB & FISHER LLC·CRD# 39961
BD
Minneapolis, MN
March 22, 1996 - August 3, 2016

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Current Firm

MS
METRONOME SECURITIES, LLC

METRONOME SECURITIES, LLC

CRD#: 158957 / SEC#: 8-68947
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 W. Madison Suite 2040, Chicago, IL 60606

Mailing Address

200 W. Madison Suite 2040, Chicago, IL 60606

Phone Number

(312) 239-1650

Established

Illinois since 07/13/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
5KARCHMER PARTNERS, INC.MEMBER—
ROSENKRANZ PARTNERS, INC.MEMBER—
KARCHMER, RANDY HAROLDMANAGING PARTNER2548780
ROSENKRANZ, JEFF ADAMMANAGING PARTNER/CFO/CCO, FINOP, PFO/POO1948180

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2020About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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