Eliseo Sampayo
Professional summary
Eliseo Sampayo, who also goes by Sampayo (jr) Eliseo Jr, (jr) Eliseo Sampayo Jr, Eliseo Sampayo Jr, Eliseo Sampayo, Fred Sampayo, is a registered financial professional currently at ROOSEVELT & CROSS, INCORPORATED located in New York, New York.
Eliseo is registered as a RR (Registered Representative) and started their career in finance in 1993. Eliseo has worked at 6 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eliseo Sampayo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2022 - Present
ROOSEVELT & CROSS, INCORPORATED
Office #1: One Exchange Plaza 55 Broadway 22nd Fl, New York, NY, 10006September 11, 2017 - August 20, 2019
MESIROW FINANCIAL, INC.
March 27, 2009 - August 21, 2017
JEFFERIES LLC
September 17, 2007 - March 27, 2009
DEPFA FIRST ALBANY SECURITIES, LLC
March 5, 1997 - September 18, 2007
GLEACHER & COMPANY SECURITIES, INC.
April 24, 1996 - December 18, 1996
E.A. MOOS & CO. L.P.
January 13, 1993 - April 23, 1996
ROOSEVELT & CROSS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2024)
(2/7/2023)
(10/30/2023)
(2/27/2024)
(9/16/2022)
(3/10/2023)
(2/17/2023)
(5/19/2022)
(10/31/2023)
(11/15/2023)
(3/12/2024)
Exams
Series 52TO
Date: 5/2/2022
Municipal Securities Representative ExaminationFINRA
Current Firm
ROOSEVELT & CROSS, INCORPORATED
CRD#: 6964 / SEC#: , 8-19363
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 |
| CAWLEY, KATHLEEN | CCO | 1129804 |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
Disclosures
| Regulatory Event | 4 |
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