Paul H. Lefevre

BROOKWOOD INVESTMENT GROUP

ROCHESTER, NH

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CRD#: 2249177

Professional summary

Paul Henry Lefevre III, who also goes by Paul Henry Lefevre, Tripp Lefevre, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Rochester, New Hampshire.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Paul has worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Henry Lefevre | Tripp Lefevre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SNUG HARBOR FINANCIAL & INSURANCE SERVICES DBA RETIREMENT INCOME USA, 800 HINGHAM ST, SUITE 101 S, ROCKLAND, MA 02370, INSURANCE SALES - OWNER/PRINCIPAL SINCE 01/2009, MARKETING AND SALES OF INSURANCE PRODUCTS, HOURS DEDICATED: 40/WEEK (40/WEEK DURING TRADING HOURS)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Henry Lefevre III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

ROCHESTER, NH

Past

July 26, 2023 - March 28, 2025

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

ROCKLAND, MA

Past

October 3, 2017 - January 8, 2019

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

Rockland, MA

Past

May 27, 2014 - September 20, 2017

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

ROCKLAND, MA

Past

April 2, 2012 - May 1, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ROCKLAND, MA

Past

March 30, 2012 - May 1, 2014

GRADIENT SECURITIES, LLC

CRD#: 127701

ROCKLAND, MA

Past

January 25, 2010 - April 11, 2012

DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897

CAMBRIDGE, MA

Past

May 2, 2008 - January 2, 2009

BRIGHT TRADING, LLC

CRD#: 34702

HENDERSON, NV

Past

March 21, 2005 - March 6, 2006

STONE SECURITIES CORPORATION

CRD#: 29476

BOSTON, MA

Past

January 1, 2005 - March 7, 2005

STONE SECURITIES CORPORATION

CRD#: 29476

BOSTON, MA

Past

January 21, 2003 - March 12, 2003

FIREFLY CAPITAL, INC.

CRD#: 113312

BOSTON, MA

Past

March 30, 2000 - September 4, 2002

DETWILER FENTON & CO.

CRD#: 1794

BOSTON, MA

Past

June 12, 1992 - March 30, 2000

STONE SECURITIES CORPORATION

CRD#: 29476

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(8/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/27/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/12/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/1/2008

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 5/25/1999

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 10/31/1996

General Securities Principal Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul H. Lefevre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Henry Lefevre III's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

SECURE INVESTMENT MANAGEMENT, LLC

BROOKSTONE WEALTH ADVISORS, LLC

GRADIENT ADVISORS, LLC

GRADIENT SECURITIES, LLC

DAVINCI CAPITAL MANAGEMENT, INC.

BRIGHT TRADING, LLC

STONE SECURITIES CORPORATION

STONE SECURITIES CORPORATION

FIREFLY CAPITAL, INC.

DETWILER FENTON & CO.

STONE SECURITIES CORPORATION

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2023

Series 66

Date: 1/27/2012

Series 63

Date: 2/12/2010

Series 7

Date: 5/1/2008

Series 55

Date: 5/25/1999

Series 24

Date: 10/31/1996

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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