Craig S. Forster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig S Forster was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1992. Craig had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2016 - December 4, 2019
WOODSTOCK FINANCIAL GROUP, INC.
April 29, 2015 - August 16, 2016
ANDREW GARRETT INC.
January 30, 2015 - April 27, 2015
CLARK DODGE & CO., INC.
October 13, 2011 - February 17, 2015
OPPENHEIMER & CO. INC.
October 7, 2011 - February 17, 2015
OPPENHEIMER & CO. INC.
November 5, 2007 - October 6, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 21, 2007 - October 6, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 25, 2006 - August 21, 2007
RYAN BECK & CO.
July 1, 2003 - August 29, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 5, 1992 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODSTOCK FINANCIAL GROUP, INC.
CRD#: 38095 / SEC#: 801-65881, 8-48080
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOODSTOCK HOLDINGS INC | HOLDING COMPANY | |
| BRANCA, ANTHONY DOUGLAS | CHIEF COMPLIANCE OFFICER OF BD | 1178639 |
| BRANCA, ANTHONY DOUGLAS | CHIEF OPERATING OFFICER | 1178639 |
| RAIKE, WILLIAM JASPER III | CHIEF COMPLIANCE OFFICER - RIA | 1502298 |
| RAIKE, WILLIAM JASPER III | PRESIDENT / CEO | 1502298 |
| RAIKE, WILLIAM JASPER III | ROSFP | 1502298 |
| WHITLEY, MELISSA LYNN | CHIEF FINANCIAL OFFICER / FINOP | 2615710 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
