William C. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Cornelius Conroy, who also goes by Bill Conroy, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 3 firms and has passed the Series 63, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2012 - April 29, 2013
MLV & CO. LLC
December 2, 2009 - June 26, 2012
PRITCHARD CAPITAL PARTNERS, LLC
October 4, 2001 - March 6, 2009
SANDERS MORRIS LLC
October 1, 1998 - September 6, 2000
SANDERS MORRIS LLC
State Registrations and Notice Filings
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Exams
Current Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
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