LD
Lisa A. Donelson
PWA SECURITIES
Fort Lauderdale, FL 33301
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CRD#: 2248926
LD
Professional summary
Lisa Antoinette Donelson, who also goes by Lisa A Donelson, Lisa Antoinette Robertson, is a registered financial professional currently at PWA SECURITIES, LLC located in Fort Lauderdale, Florida.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1998. Lisa has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lisa A Donelson | Lisa Antoinette Robertson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lisa Antoinette Donelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2023 - Present
PWA SECURITIES, LLC
Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301BD
CRD#: 321974
Fort Lauderdale, FL
Past
September 4, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
September 20, 2006 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
FORT LAUDERDALE, FL
Past
March 27, 2006 - July 18, 2006
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
BOCA RATON, FL
Past
October 4, 2001 - March 6, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
November 18, 1999 - October 9, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
July 28, 1998 - April 30, 1999
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/25/2023)
RR
Alaska(8/25/2023)
RR
Arizona(8/25/2023)
RR
Arkansas(8/25/2023)
RR
California(5/25/2023)
RR
Colorado(5/18/2023)
RR
Connecticut(8/28/2023)
RR
Delaware(6/5/2023)
RR
District of Columbia(8/29/2023)
RR
Florida(4/19/2023)
RR
Georgia(4/25/2023)
RR
Hawaii(8/31/2023)
RR
Idaho(8/25/2023)
RR
Illinois(6/28/2024)
RR
Indiana(8/28/2023)
RR
Iowa(8/28/2023)
RR
Kansas(8/25/2023)
RR
Kentucky(8/28/2023)
RR
Louisiana(8/29/2023)
RR
Maine(8/28/2023)
RR
Maryland(3/28/2023)
RR
Massachusetts(10/4/2023)
RR
Michigan(8/28/2023)
RR
Minnesota(1/2/2024)
RR
Mississippi(8/28/2023)
RR
Missouri(8/25/2023)
RR
Montana(8/29/2023)
RR
Nebraska(8/25/2023)
RR
Nevada(8/31/2023)
RR
New Hampshire(9/5/2023)
RR
New Jersey(5/12/2023)
RR
New Mexico(8/25/2023)
RR
New York(5/28/2023)
RR
North Carolina(8/28/2023)
RR
North Dakota(8/28/2023)
RR
Ohio(8/25/2023)
RR
Oklahoma(6/21/2023)
RR
Oregon(8/29/2023)
RR
Pennsylvania(8/29/2023)
RR
Puerto Rico(8/30/2023)
RR
Rhode Island(8/29/2023)
RR
South Carolina(8/25/2023)
RR
South Dakota(8/25/2023)
RR
Tennessee(5/25/2023)
RR
Texas(6/7/2023)
RR
Utah(6/12/2023)
RR
Vermont(8/28/2023)
RR
Virginia(8/29/2023)
RR
Washington(8/30/2023)
RR
West Virginia(8/28/2023)
RR
Wisconsin(8/25/2023)
RR
Wyoming(5/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 3/10/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PWA SECURITIES, LLC
PWA SECURITIES, LLC
CRD#: 321974 / SEC#: , 8-70938
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Mailing Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Phone number
(954) 712-8888
Established
Florida since 05/04/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PWA HOLDINGS, LLC | MEMBER | |
| DONELSON, LISA ANTOINETTE | COMPLIANCE OFFICER | 2248926 |
| HEDIGER, LEE FREDERICK | BOARD OF DIRECTORS | 2696174 |
| MOLL, TODD ANTHONY | BOARD OF DIRECTORS | 2134560 |
| ROSANEL, JOSEPH PINHAS | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6215325 |
| SAKA, JOSEPH LESTER | BOARD OF DIRECTORS | 7704169 |
| SCANLAN, THOMAS JOSEPH | PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, MUNI PRINCIPAL, REGISTERED OPTIONS PRINCIPAL, POO | 3182780 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PWA SECURITIES, LLC
CRD#: 321974Fort Lauderdale, FL 33301TRUST BUT VERIFY
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