Jose R. Portillo
Professional summary
Jose Romeo Portillo is a registered financial advisor currently at R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION located in Tujunga, California and R.M. DUNCAN SECURITIES, INC. located in Tujunga, California.
Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 72, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jose Romeo Portillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2021 - Present
R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
December 12, 2019 - Present
R.M. DUNCAN SECURITIES, INC.
June 22, 2025 - Present
COLLECTABLE SECURITIES
Office #1: 1201 Broadway Ste 301, New York, NY 10001April 27, 1994 - March 22, 2018
RH INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2019)
(10/19/2021)
(12/12/2019)
(3/2/2022)
(10/22/2021)
(10/24/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
CRD#: 116857 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 12,772,095 |
Red Flags
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