Lisa K. Rarus

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CRD#: 2247940

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Keney Rarus, who also goes by Lisa K Rarus, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 1992. Lisa had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa K Rarus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Benefit Planning, LLC; 29 South Main Street, Suite 311, West Hartford, CT 06107; 01/2001; Owner; Fixed Insurance Sales; Not Investment Related; 5 hours/month; 5 hours/month during business hours; Commissions. (2) LRI, LLC; 3825 PGA Blvd, Suite 303 Palm Beach Gardens, FL 33410; 12/07/2020; Advisor; Investment monitoring and employee education oversight for corporate retirement business; Investment Related; 100 hours/month; 100 hours/month during business hours; Wages/Salary/Tips. (3) Women in Pension Network, SE Florida Chapter; https://www.womeninpensionsnetwork.org/regional-chapter/se-florida/; 12/16/2020; Chapter Chair; Organize events for members in SE Florida; Not Investment Related; 5 hours/month; 5 hours/month during business hours; No Compensation. (4) Lindberg & Ripple, LRI Investments, LLC; 3835 PGA BLVD, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment Related; Advisor; Investment Advisor Representative for Corporate Retirement Planning; 07/2023; 80 Hours Per Month; 80 Hours Per Month During Trading Hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 21, 2023 - October 12, 2023

LRI INVESTMENTS

RIA

CRD#: 323556

PALM BEACH GARDENS, FL

Past

February 27, 2003 - September 13, 2023

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

Palm Beach Gardens, FL

Past

January 10, 2003 - September 13, 2023

M HOLDINGS SECURITIES, INC.

CRD#: 43285

Palm Beach Gardens, FL

Past

February 26, 2002 - January 13, 2003

MAIN STREET MANAGEMENT COMPANY

RIA

CRD#: 547

SIMSBURY, CT

Past

February 6, 2002 - January 13, 2003

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

February 15, 2000 - February 11, 2002

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

December 2, 1997 - February 18, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 26, 1994 - December 15, 1997

OHANESIAN / LECOURS, INC.

CRD#: 23757

WEST HARTFORD, CT

Past

March 12, 1994 - June 1, 1994

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

August 26, 1992 - December 31, 1993

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/24/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/14/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

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Contact information

Main Address

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 323-2265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LRI INVESTMENTS, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,295
AUM (Assets Under Management)	$ 1,404,038,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Lisa K. Rarus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

MAIN STREET MANAGEMENT COMPANY

MAIN STREET MANAGEMENT COMPANY

WS GRIFFITH SECURITIES, INC.

LPL FINANCIAL LLC

OHANESIAN / LECOURS, INC.

MUTUAL SERVICE CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

LRI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/1998

SIE

Date: 10/1/2018

Series 6

Date: 8/24/1992

Series 26

Date: 4/14/1994

Current Firm

LRI INVESTMENTS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LRI INVESTMENTS

TRUST BUT VERIFY

Contact information

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