Alexander J. Rigolizzo

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CRD#: 2247884

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander John Rigolizzo, who also goes by Alex Rigolizzo, was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 1992. Alexander had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alex Rigolizzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2009 - June 2, 2016

BNY ADVISORS

RIA

CRD#: 106108

KING OF PRUSSIA, PA

Past

March 16, 2009 - June 2, 2016

PERSHING LLC

CRD#: 7560

KING OF PRUSSIA, PA

Past

April 14, 2008 - December 31, 2009

ETF ASSOCIATES, LLC

RIA

CRD#: 146037

WAYNE, PA

Past

August 23, 2006 - March 7, 2008

MORGAN STANLEY INVESTMENT ADVISORS INC.

RIA

CRD#: 104525

WEST CONSHOHOCKEN, PA

Past

August 1, 2006 - March 7, 2008

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

September 13, 2001 - December 31, 2005

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PHILADELPHIA, PA

Past

November 17, 1994 - September 23, 1998

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 13, 1992 - November 6, 1992

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BNY ADVISORS

CRD#: 106108 / SEC#: 801-52378

RIA

Registered Investment Advisory firm - (7/15/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/11/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/2002

General Securities Principal Examination

Current Firm

BNY ADVISORS

CRD#: 106108 / SEC#: 801-52378

RIA

Registered Investment Advisory firm - (7/15/1996 Approved)

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Contact information

Main Address

1800 American Blvd. Suite 300 - Pod D, Pennington, NJ 08534

Mailing Address

Phone number

800-200-3033, OPTION 3

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BNY MELLON ADVISORS, INC. MANAGED360 PROGRAM WRAP FEE PROGRAM BROCHURE (3/31/2025)

BNY MELLON ADVISORS, INC. FIRM BROCHURE - INTERMEDIARY SOLUTIONS (3/31/2025)

BNY MELLON ADVISORS, INC. FIRM BROCHURE - INSTITUTIONAL & HIGH NET WORTH CLIENT SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	122,578
AUM (Assets Under Management)	$ 23,959,697,127

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander J. Rigolizzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PERSHING LLC

ETF ASSOCIATES, LLC

MORGAN STANLEY INVESTMENT ADVISORS INC.

MORGAN STANLEY DISTRIBUTION, INC.

FORESIDE FUND SERVICES, LLC

OSAIC FS, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BNY ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2002

Series 63

Date: 7/27/1992

SIE

Date: 6/2/2016

Series 7

Date: 9/12/2001

Series 6

Date: 7/11/1992

Series 24

Date: 1/10/2002

Current Firm

BNY ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BNY ADVISORS

TRUST BUT VERIFY

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