DO
Daniel R. Owens
CETERA INVESTMENT ADVISERS LLC
ROME, GA 30161
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CRD#: 2247820
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Professional summary
Daniel Ray Owens, CFP®, who also goes by Daniel Owens, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rome, Georgia and CETERA ADVISORS LLC located in Rome, Georgia.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Owens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWENS & OWENS, CPA PC, NOT INV RELATED, ADDRESS SAME AS REGISTERED LOCATION, ACCOUNTING AND TAX, START OCTOBER 2013, 10-20 HOURS PER WEEK - VARIES DUR TRADING HRS, CO-OWNER, TAX PREPARATION, ACCOUNTING & BOOKKEEPING. 2.QUALIFIED KINGDOM ADVISORS, START 07/01/09, 10HR/WK, LISTED ON THE WEB SITE, WWW.KINGDOMADVISORS.ORG 3. LITTLE TEXAS VALLEY, LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, LAND, START JANUARY 2015, NO TIME SPENT ON THIS ACTIVITY, CO-OWNER. 4. OFG MANAGEMENT INC, NOT INV RELATED, ADDRESS IS THE REGISTERED LOCATION, ENTITY CREATED FOR ACCOUNTING PURPOSES - PAYMENT MANAGEMENT, START JANUARY 2015, 1 HR PER WK - VARIES DURMARKET HRS, CO-OWNER - PRESIDENT. 5. JMOTMO, LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FAMILY OWNED COMMERCIAL RENTAL PROPERTY, START JANUARY 2015, 1 HOR PER WK - NOT DUR TRADING HRS, CO-OWNER, MEMBER OF LLC. 6. 4 MAIN PARTNERS LLC, NOT INV RELATED, ADDRESS IS THE REGISTERED LOCATION, RENTAL PROPERTY, START JANUARY 2015, NO TIME SPENT ON THIS ACTIVITY, CO-OWNER. 7. LITTLE SAND MOUNTAIN, LLC, NOT INV RELATED, ADDRESS IS THE REGISTERED LOCATION, FAMILY OWNED FARM, START JANUARY 2015, NO TIME SPENT ON THIS ACTIVITY, CO-OWNER. 8.LSM FARMS, INC, NOT INV RELATED, SAME AS RESIDENTIAL ADDRESS HOBBY FARM, STARTED 11/2019, POSITION/TITLE/RELATIONSHIP: OWNER, 3-10 HRS PER WEEK, NOT DUR TRADING HRS, BRIEF DESCRIPTION OF DUTIES: RUN FAMILY FARM 9. OFG CONSULTING LLC: INV RELATED: NO; SAME AS REGISTERED LOCATION; CONSULTING ON TAX AND BUSINESS PLANNING; START DATE: 01/2019; OWNER / MEMBER; HRS PER WK: 2; DURING TRADING HRS: 2; CONSULTING ON TAX AND BUSINESS PLANNING; 10. OFG SERVICES, INC. INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 11/2019, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL PLANNING 11. OFG PROPERTIES, LLC; INV RELATED: NO; 2300 JL TODD DR NE ROME GA 30161; REAL ESTATE; START DATE: 11/2020;: OWNER/MEMBER; APX NUMBER OF HRS PER WK: 0; APX NUMBER OF HRS DUR TRADING HRS: 0; REAL ESTATE HOLDING COMPANY; 12. KAML HOLDINGS, LLC; INVESTMENT RELATED: NO; 2300 JL TODD DR NE ROME GA 30161; REAL ESTATE; START DATE: 11/2020; OWNER/MEMBER; APX NUMBER OF HRS PER WK: 0;: HUNTING LAND, RECREATIONAL USE LAND; 13. FIXED INSURANCE WITH VARIOUS COMPANIES; INV RELATED: YES: SAME AS REGISTERED LOCATION; FIXED INSURANCE; START DATE: 11/2020; APX NUMBER OF HOURS PER WEEK: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 14. OWENS FINANCIAL GROUP, LLC; INV RELATED: YES; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; START DATE: 11/2020; FINANCIAL PROFESSIONAL; APX # OF HS PER WK: 40; APX # OF HRS DURING TRADING HRS: 32.5; DBA FOR FINANCIAL SERVICES; 15. PLEASANT VALLEY NORTH BAPTIST CHURCH; INVESTMENT RELATED: NO; 735 OLD SUMMERVILLE R DROME GA 30165; NON PROFIT; ASSIST WITH BUDGET PLANNING, REVIEW FINANCIAL REPORTS, SERVE ON TELLER TEAM; 16. NORTHWEST GEORGIA HUNGER MINISTRIES, INC; INV RELATED: NO / 207 E 19TH ST ROME, GA 30161; NON PROFIT/ 7/2022;BOARD MEMBER/TREASURER/ # OF HRS 1 ; DUTIES: PROVIDE FOOD FOR FAMILIES IN NW GEORGIA, RECONCILE ACCOUNTS; 17. JUSTIN OWENS CPA PC, INVESTMENT RELATED: NO, 506 RIVERSIDE PARKWAY, STE 100, ROME, GA 30161, TAX & ACCOUNTING, START DATE: 07/2024, CPA, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, TAX PREP;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ray Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2300 Jl Todd Dr Ne, Rome, GA 30161RIA
CRD#: 105644
ROME, GA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 2300 Jl Todd Dr Ne, Rome, GA 30161BD
CRD#: 10299
ROME, GA
Past
July 19, 2016 - November 13, 2018
OFG ADVISORS LLC
RIA
CRD#: 283219
ROME, GA
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
CENTRE, AL
Past
April 11, 2003 - January 1, 2004
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
ROME, GA
Past
January 14, 2000 - January 2, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
January 18, 1993 - January 18, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/1/2004)
RR
Arizona(12/15/2023)
RR
California(1/1/2004)
RR
Colorado(1/23/2024)
RR
Florida(1/1/2004)
RR
Georgia(1/1/2004)
IAR
Georgia(3/21/2024)
RR
Illinois(11/13/2025)
RR
Kansas(11/29/2021)
RR
Louisiana(1/2/2025)
RR
Maryland(1/1/2004)
RR
Mississippi(11/20/2020)
RR
Montana(1/4/2007)
RR
North Carolina(1/1/2004)
RR
Ohio(1/4/2010)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/1/2004)
RR
South Carolina(1/22/2024)
RR
Tennessee(1/1/2004)
RR
Texas(1/1/2004)
IAR
Texas(3/21/2024)
RR
Virginia(1/1/2004)
RR
Wisconsin(6/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
