Darren J. Stevenson
Professional summary
Darren Joseph Stevenson, who also goes by Darren Joseph Stevenson, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Melville, New York.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Darren has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darren Joseph Stevenson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darren Joseph Stevenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2022 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 324 So. Service Road, Melville, NY 11747May 9, 2022 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 324 So. Service Road, Melville, NY 11747January 7, 2015 - April 28, 2022
LPL FINANCIAL LLC
January 6, 2015 - April 28, 2022
LPL FINANCIAL LLC
June 6, 2013 - December 22, 2014
PEOPLE'S SECURITIES, INC.
May 31, 2013 - December 22, 2014
PEOPLE'S SECURITIES, INC.
August 22, 2011 - June 6, 2013
LPL FINANCIAL LLC
February 2, 2011 - June 6, 2013
LPL FINANCIAL LLC
July 2, 2008 - February 24, 2009
FIRST TRUST PORTFOLIOS L.P.
August 16, 2004 - July 7, 2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 4, 2002 - August 31, 2004
IFMG SECURITIES, INC.
February 14, 2002 - November 8, 2002
FISERV INVESTOR SERVICES, INC.
August 28, 1997 - December 11, 2001
CHASE INVESTMENT SERVICES CORP.
August 23, 1995 - July 17, 1997
FIRST EMPIRE SECURITIES, INC.
November 10, 1994 - August 7, 1995
CONSECO SECURITIES, INC.
July 21, 1994 - November 15, 1994
WALL STREET ACCESS
September 11, 1993 - July 29, 1994
CITICORP INVESTMENT SERVICES
August 27, 1992 - June 15, 1993
J. GREGORY & COMPANY, INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2022)
(5/9/2022)
(5/9/2022)
(5/9/2022)
(5/9/2022)
(5/9/2022)
Exams
FINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
