GH
Gerald R. Heiple
ALLSTATE FINANCIAL ADVISORS
Atlanta, GA 30339-5640
Some features on this profile are disabled
CRD#: 2247204
GH
Professional summary
Gerald Ray Heiple, who also goes by Gerald R Heiple, Jerry Heiple, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Atlanta, Georgia and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Gerald has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald R Heiple | Jerry Heiple
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J HEIPLE - ARTIST POSITION: Artist NATURE: Painting, Drawing, Pastelartwork done myself. Have displayed pieces and sold Plan to continue .. hobby .. spare time INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2017 ADDRESS: 6306 Granbury Walk, Acworth GA 30101, United States DESCRIPTION: Painting,drawingpieces created in leisure time; sometimes displaying for sale GERALD HEIPLE CLU LUTCF - ARBITRATION - FINRA POSITION: Gerald R Heiple, FINRA Arbitration NATURE: Independent contractor: FINRA Arbitrator. Available to FINRA to be called to arbitrate in resolving securities-related disputes. FINRA administers a dispute resolution forum for investors and brokerage firms and related registered employees. As Arbitrator assisting in the resolution of problems and disputes through FINRA's two non-judicial proceedings : Arbitration and Mediation. This OBA would be working within the Arbitration segment of non-judicial proceedings. Arbitrators serve as dispute decision makers, hearing all sides of a case, studying the evidence and rendering a final and binding decision. Arbitrators may serve as the sole arbitrator or as a member of a three-person arbitration panel. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2025 ADDRESS: 6306 Granbury Walk NW, Acworth GA 30101, United States DESCRIPTION: Arbitrators serve as dispute decision makers. They hear all sides of a case presented, study the evidence and render a final and binding decision. Arbitrators may serve as the sole arbitrator or as a member of a 3 member panel. FINRA Arbitrators have flexibility to choose when their assigned cases occur. Examples of cases I could hear are: Investor Complaints, Compensation Complaints, and Employment Complaints
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Ray Heiple's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2008 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 3200 Windy Hill Rd Ste Ste 900, Atlanta, GA 30339-5640Office #2: 151 N 8th St Ste 450, Lincoln, NE 68508-1380RIA
CRD#: 109524
Atlanta, GA
Current
March 10, 2008 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380BD
CRD#: 18272
Lincoln, NE
Past
April 3, 2007 - July 11, 2007
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
ATLANTA, GA
Past
September 1, 2005 - July 11, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
ATLANTA, GA
Past
January 13, 2005 - August 11, 2005
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
July 9, 1992 - June 8, 2004
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(3/13/2008)
IAR
Georgia(8/29/2008)
RR
Massachusetts(10/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
