Christine M. First
Professional summary
Christine Marie First is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Ypsilanti, Michigan.
Christine is registered as a RR (Registered Representative) and started their career in finance in 1992. Christine has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Marie First's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2019 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 6, 2016 - March 20, 2019
STRATCAP SECURITIES, LLC
January 17, 2011 - December 2, 2014
STRATCAP SECURITIES, LLC
February 12, 2010 - January 25, 2011
METLIFE INVESTORS DISTRIBUTION COMPANY
February 1, 2000 - February 1, 2010
EQUITABLE DISTRIBUTORS, LLC
July 14, 1998 - February 8, 2000
ROBERT W. BAIRD & CO. INCORPORATED
July 20, 1994 - August 5, 1998
LISS FINANCIAL SERVICES
August 18, 1993 - April 26, 1994
BNY CLEARING SERVICES LLC
March 11, 1993 - August 24, 1993
MONY SECURITIES CORPORATION
July 17, 1992 - November 12, 1992
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2022)
(3/18/2022)
(1/24/2025)
(5/16/2022)
(6/18/2019)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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