William J. Streff

STREFF WEALTH MANAGEMENT

Urbandale, IA

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CRD#: 2247156

Professional summary

William Joseph Streff, CFP®, who also goes by Bill Streff, is a registered financial advisor currently at STREFF WEALTH MANAGEMENT located in Urbandale, Iowa.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Streff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Streff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6413

DES MOINES, IA

Past

July 9, 1992 - February 29, 1996

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/2/2018)

IAR

Texas
(4/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/17/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/8/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STREFF WEALTH MANAGEMENT

STREFF & ASSOCIATES, LLC | STREFF WEALTH MANAGEMENT

CRD#: 293123 / SEC#:

Iowa

Registered Investment Advisory firm - (3/9/2018 Approved)

Texas

Registered Investment Advisory firm - (4/2/2018 Conditional Restricted)

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Contact information

Main Address

Waukee, IA

Mailing Address

8805 Chambery Blvd. Suite 300-132, Johnston, IA 50131

Phone number

(515) 979-5140

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 61,499,631

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Streff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Streff's CRS (Customer Relationship Summary).

Certified licenses

Experience

STREFF WEALTH MANAGEMENT

IRON HORSE WEALTH MANAGEMENT, LLC

VALIANT WEALTH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/17/2007

Series 7

Date: 12/27/2007

Series 6

Date: 7/8/1992

Current Firm

STREFF WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STREFF WEALTH MANAGEMENT

TRUST BUT VERIFY

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