Samuel L. Motto
Professional summary
Samuel Louis Motto JR, who also goes by Samuel Motto, Samuel Louis Motto Jr, Samuel Louis Motto, is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Tampa, Florida.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Samuel has worked at 12 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 7, Series 62, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Louis Motto JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
December 19, 2018 - December 31, 2020
FORESIDE FUND SERVICES, LLC
May 5, 2016 - September 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2016 - September 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2015 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 8, 2011 - July 16, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
August 20, 2010 - July 16, 2013
ALLSTATE FINANCIAL SERVICES, LLC
January 12, 2010 - August 20, 2010
MSI FINANCIAL SERVICES, INC.
December 17, 2009 - August 20, 2010
MSI FINANCIAL SERVICES, INC.
October 24, 2008 - December 18, 2009
SIGNATOR INVESTORS, INC.
July 18, 2006 - May 28, 2008
1717 CAPITAL MANAGEMENT COMPANY
February 9, 2000 - May 28, 2008
NATIONWIDE SECURITIES, LLC
June 6, 1996 - July 10, 1998
FORESIDE DISTRIBUTION SERVICES, L.P.
February 18, 1994 - January 31, 1996
CORNA SECURITIES, INC.
Primary Firm SEC Registration
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/30/2021)
Exams
Series 7TO
Date: 3/8/2024
General Securities Representative ExaminationSeries 62
Date: 2/17/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
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