Jamie G. Ellis

INVESTMENT & TAX STRATEGIES

Parker, CO

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CRD#: 2246996

Professional summary

Jamie Grant Ellis, CFP®, who also goes by Jamie G Ellis, is a registered financial advisor currently at INVESTMENT & TAX STRATEGIES, INC. located in Parker, Colorado.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jamie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie G Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RENTAL PROPERTIES; OWNER RECEIVES RENTAL INCOME; LOCATED AT 8231 N. SUNDOWN TRAIL PARKER CO, 80134; SPENDS 2 HOURS PER MONTH WITH APPROXIMATELY 50% DURING MARKET HOURS; NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Grant Ellis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

November 16, 2011 - Present

INVESTMENT & TAX STRATEGIES, INC.

RIA

CRD#: 157717

Parker, CO

Past

March 16, 2007 - December 31, 2018

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

PARKER, CO

Past

March 14, 2000 - December 31, 2007

INVESTMENT & TAX STRATEGIES, INC

RIA

CRD#: 112513

ARVADA, CO

Past

June 11, 1997 - December 31, 2018

CALTON & ASSOCIATES, INC.

CRD#: 20999

PARKER, CO

Past

June 15, 1992 - June 18, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/16/2011)

IAR

Wisconsin
(11/16/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/11/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/8/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/5/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/31/1993

Investment Company Products/Variable Contracts Principal Examination

Current Firm

INVESTMENT & TAX STRATEGIES, INC.

CRD#: 157717 / SEC#:

Colorado

Registered Investment Advisory firm - (11/16/2011 Approved)

Wisconsin

Registered Investment Advisory firm - (11/16/2011 Approved)

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Contact information

Main Address

Parker, CO

Mailing Address

8231 N. Sundown Trail, Parker, CO 80134

Phone number

(720) 540-7268

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	560
AUM (Assets Under Management)	$ 91,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jamie G. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Grant Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

INVESTMENT & TAX STRATEGIES, INC

CALTON & ASSOCIATES, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1999

Series 63

Date: 6/15/1992

SIE

Date: 10/1/2018

Series 3

Date: 7/11/2013

Series 7

Date: 6/8/1995

Series 6

Date: 6/5/1992

Series 24

Date: 3/19/1996

Series 26

Date: 8/31/1993

Current Firm

INVESTMENT & TAX STRATEGIES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENT & TAX STRATEGIES, INC.

TRUST BUT VERIFY

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