Michael J. Halkitis
Professional summary
Michael John Halkitis is a registered financial professional currently at THE ROCKWELL FINANCIAL GROUP, INC. located in Hicksville, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Halkitis's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2002 - Present
THE ROCKWELL FINANCIAL GROUP, INC.
Office #1: 240 W. Old Country Road . Suite 3, Hicksville, NY 11801November 17, 1997 - February 13, 1998
AC FINANCIAL, INC.
October 21, 1996 - November 25, 1997
MAY, DAVIS GROUP INC.
July 17, 1996 - December 5, 1996
LEGEND MERCHANT GROUP, INC.
May 31, 1995 - December 15, 1995
BUTTONWOOD SECURITIES, INC.
April 4, 1995 - May 16, 1995
RICKEL & ASSOCIATES, INC.
January 11, 1995 - March 14, 1995
CRESSIDA CAPITAL, INC
September 29, 1994 - December 15, 1994
CORTLANDT CAPITAL CORPORATION
June 22, 1994 - September 9, 1994
MEYERS POLLOCK ROBBINS, INC.
July 1, 1992 - June 22, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2019)
(5/14/1999)
(8/17/1999)
(8/31/1998)
(2/8/2019)
(4/17/1998)
(12/15/1998)
(11/2/1998)
(7/10/1998)
(10/22/1999)
(8/26/1999)
(2/4/1999)
(4/22/1998)
(3/16/2000)
(7/30/1999)
(10/21/1999)
(9/28/1999)
(7/21/1998)
(2/4/1999)
(8/27/1999)
(7/20/1998)
(5/8/2019)
(2/10/1999)
(7/8/1999)
(1/2/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE ROCKWELL FINANCIAL GROUP, INC.
CRD#: 26153 / SEC#: , 8-42399
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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