Scott A. Mushkin

IRC SECURITIES LLC

New York, NY 10170

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CRD#: 2246891

Professional summary

Scott Andrew Mushkin is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Andrew Mushkin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2020 - Present

IRC SECURITIES LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170

CRD#: 150022

New York, NY

Past

June 11, 2013 - November 7, 2019

WOLFE RESEARCH SECURITIES

CRD#: 151850

Stamford, CT

Past

June 9, 2008 - June 5, 2013

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

July 22, 2005 - June 4, 2008

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

August 20, 2001 - July 27, 2005

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 26, 1998 - January 5, 2000

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

November 24, 1995 - September 15, 1998

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

January 28, 1995 - November 30, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 24, 1992 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/14/2023)

Exams

State Security Law Exam

Series 63

Date: 10/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 2/25/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 2/19/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 6/22/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IRC SECURITIES LLC

INVESTMENT RESEARCH CONSORTIUM SECURITIES LLC | IRC SECURITIES LLC

CRD#: 150022 / SEC#: , 8-68208

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

420 Lexington Avenue Suite 300, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 300, New York, NY 10170

Phone number

(646) 355-0940

Established

Delaware since 06/30/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INVESTMENT RESEARCH CONSORTIUM	100% OWNER
COOPER, NANCY JOAN	FINANCIAL OPERATIONS PRINCIPAL	4029120
O'DAY, BRIAN THOMAS	CEO/PRESIDENT/CCO	1331173

Disclosures

Regulatory Event

Red Flags

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Scott A. Mushkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Andrew Mushkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOLFE RESEARCH SECURITIES

JEFFERIES LLC

BANC OF AMERICA SECURITIES LLC

LEHMAN BROTHERS INC.

BANC OF AMERICA SECURITIES LLC

PERSHING LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1992

SIE

Date: 10/1/2018

Series 87

Date: 2/25/2005

Series 86

Date: 2/19/2005

Series 7

Date: 6/22/1992

Series 24

Date: 1/16/2014

FINRA

Current Firm

IRC SECURITIES LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IRC SECURITIES LLC

TRUST BUT VERIFY

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