NS
Nadeem S. Salem
EAGLE STRATEGIES LLC
TOLEDO, OH 43604
Some features on this profile are disabled
CRD#: 2246631
NS
Professional summary
Nadeem S Salem, who also goes by Nadeem Sine Salem, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Toledo, Ohio and NYLIFE SECURITIES LLC located in Toledo, Ohio.
Nadeem is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Nadeem has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nadeem Sine Salem
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 3/2008] [TOLEDO LUCAS COUNTY PORT AUTHORITY; ONE MARITIME PLAZA, SUITE 701, TOLEDO, OHIO 43604; MAINTAINING THE AIRPOT, TRAIN STATION AND SEAPORT & ACTS AS THE FINANCIAL ARM FOR PROSPECTIVE & EXISTING BUSINESS IN THE ENTIRE REGION-GOVERNED BY STATE OF OHIO REGULATION; I SERVE AS APPOINTED DIRECTOR ON BOARD-APPOINTED BY COUNTY COMMISSIONERS] [OPERATING UNDER THE DBA NAME OF SALEM FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TOLEDO, OH; START DATE: 08/2016] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [SFG Holdings, LLC; SFG Holdings will own a small building that will fully house our financial services practice called Salem Financial Group, LLC which DBA is already approved by NYL; 413 Washington St., Toledo OH 43604; Start Date 05/2021; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Islamic Society of Northwest Ohio; Islamic Center. Religious institution providing religious services and community activities for the Muslim community in Northwest Ohio.; 850 S. McCord Rd. Holland Ohio 43528; Start Date 08/2022; Role/Title: Finance Committee Chair; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [The University of Toledo College of Business and Innovation - Finance Department Chair Advisory Board; Provide only an advisory role to the department chair on issues relevant to the Toledo community.; 2801 W. Bancroft St, Toledo, OH 43606; Start Date 11/2022; Role/Title: advisor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; one of 15-30 community leaders and University of Toledo graduates serving in this advisory, voluntary role] [The University of Toledo Foundation Board; The Foundation is established to support the work of the University of Toledo.; 4501 Dorr St. Toledo, OH 43615; Start Date 07/2019; Role/Title: Board Member; Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Serve as board member. also will serve on the investment committee in an oversight and fiduciary capacity. I will also serve on the executive committee as Secretary.]
CRS (Client Relationship Summary) - RIA
Click below to view Nadeem S Salem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2008 - Present
EAGLE STRATEGIES LLC
Office #1: 413 Washington Street, Toledo, OH 43604RIA
CRD#: 110826
TOLEDO, OH
Current
June 13, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: 413 Washington Street, Toledo, OH 43604BD
CRD#: 5167
Toledo, OH
Past
April 10, 2006 - May 16, 2008
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
TOLEDO, OH
Past
September 10, 2004 - May 28, 2008
SAVAGE AND ASSOCIATES, INC.
RIA
CRD#: 119705
TOLEDO, OH
Past
June 5, 2001 - November 3, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
TOLEDO, OH
Past
April 4, 2001 - May 16, 2008
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
TOLEDO, OH
Past
June 22, 1992 - May 17, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/17/2014)
RR
Colorado(6/30/2017)
RR
Florida(10/14/2016)
RR
Illinois(1/31/2018)
RR
Indiana(6/18/2008)
RR
Iowa(9/10/2008)
RR
Michigan(6/18/2008)
RR
Ohio(6/13/2008)
IAR
Ohio(9/8/2008)
RR
Texas(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
