Douglas Dean Demay | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Dean Demay was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1992. Douglas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 8, 2016 - June 29, 2017

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

LINCOLN, IL

Past

January 27, 2016 - December 31, 2016

MOLONEY INVESTMENT ADVISORY LLC

RIA

CRD#: 282140

LINCOLN, IL

Past

August 10, 2012 - April 13, 2016

MOLONEY SECURITIES CO., INC.

RIA

CRD#: 38535

LINCOLN, IL

Past

August 10, 2012 - December 21, 2016

MOLONEY SECURITIES CO., INC.

BD

CRD#: 38535

LINCOLN, IL

Past

August 18, 2000 - August 14, 2012

EAGLE ONE INVESTMENTS, LLC

RIA

CRD#: 45254

LINCOLN, IL

Past

September 18, 1998 - August 14, 2012

EAGLE ONE INVESTMENTS, LLC

BD

CRD#: 45254

LINCOLN, IL

Past

April 7, 1994 - October 7, 1998

INVESTMENT CENTERS OF AMERICA, INC.

BD

CRD#: 16443

APPLETON, WI

Past

October 19, 1992 - August 16, 1994

PFS INVESTMENTS INC.

BD

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MS

MOLONEY SECURITIES ASSET MANAGEMENT LLC

CRD#: 282448 / SEC#: 801-107149

RIA

Registered Investment Advisory firm - (12/31/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 7/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 12/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/17/1994

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 7/24/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MS

MOLONEY SECURITIES ASSET MANAGEMENT LLC

CRD#: 282448 / SEC#: 801-107149

RIA

Registered Investment Advisory firm - (12/31/2015 Approved)

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Contact information

Main Address

13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021

Mailing Address

Phone number

(314) 909-0600

Established

Firm type

Fiscal year end

# of Employees

77

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSAM - FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	4,390
AUM (Assets Under Management)	$ 1,389,405,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/14/2025	Cover Page	Report
12/20/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas D. Demay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MOLONEY INVESTMENT ADVISORY LLC

MOLONEY SECURITIES CO., INC.

MOLONEY SECURITIES CO., INC.

EAGLE ONE INVESTMENTS, LLC

EAGLE ONE INVESTMENTS, LLC

INVESTMENT CENTERS OF AMERICA, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

MOLONEY SECURITIES ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/1998

Series 63

Date: 7/24/1992

SIE

Date: 12/21/2016

Series 7

Date: 5/17/1994

Series 6

Date: 7/24/1992

Current Firm

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOLONEY SECURITIES ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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