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Thomas Cammareri

CRD# 2246009·Registered 1993 - 2012
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Cammareri was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1993 - 2012. Thomas had worked at 5 firms and has passed the Series 63, Series 7 and Series 25 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CAPITAL ONE INVESTMENT SERVICES LLC·CRD# 25658
BD
Melville, NY
March 12, 2008 - October 3, 2012
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
July 12, 2004 - August 31, 2007
PARIS SECURITIES CORPORATION·CRD# 13665
BD
Hoboken, NJ
August 21, 2003 - October 23, 2007
FIRST HUDSON FINANCIAL GROUP, INC.·CRD# 32926
BD
New York, NY
October 1, 2000 - September 16, 2003
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
August 30, 1993 - August 29, 1996

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Current Firm

CO
CAPITAL ONE INVESTMENT SERVICES LLC

CAPITAL ONE INVESTMENT SERVICES CORPORATION | NFB INVESTMENT SERVICES CORPORATION | NFB INVESTMENT SERVICES CORP. | COMPASS INVESTMENT SERVICES CORP. | CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658 / SEC#: 8-41948
BD
Terminated by SEC on 03/31/2015

Contact Information

Established

New York since 07/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SOLE SHAREHOLDER—
BUTLER, YVETTEPRESIDENT & CEO2471482
CONSTANTINO, KRISTEN DANIELLECHIEF COMPLIANCE OFFICER3001473
DEBLANC, RONALD JOSEPHCHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL1672968
DELMONACO, JEAN MARIEMSRB PRINCIPAL1452891

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 25 — NYSE Trading Assistant Examination

Passed Jan 2000

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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