Dallas R. Seagraves
Professional summary
Dallas Ray Seagraves II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dallas is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Dallas had worked at 8 firms, which includes GROVE POINT INVESTMENTS LLC, INDEPENDENT ADVISORY SERVICES, OSAIC FS INC., POLARIS FINANCIAL SERVICES INC., PRUCO SECURITIES LLC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2008 - January 27, 2010
GROVE POINT INVESTMENTS, LLC
July 13, 2007 - January 27, 2010
GROVE POINT INVESTMENTS, LLC
January 20, 2004 - July 2, 2008
INDEPENDENT ADVISORY SERVICES
July 8, 2000 - June 4, 2007
OSAIC FS, INC.
February 25, 2000 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
January 27, 1999 - February 18, 2000
PRUCO SECURITIES, LLC.
October 21, 1992 - December 7, 1998
IDS LIFE INSURANCE COMPANY
October 21, 1992 - December 7, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 1992 - December 8, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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