JF
John C. Fernandez
STRATEGIC ADVISERS LLC
FORT COLLINS, CO
Some features on this profile are disabled
CRD#: 2245250
JF
Professional summary
John C. Fernandez, who also goes by Jack Fernandez, John Charles Fernandez, John C Fernandez, John Fernandez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fort Collins, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Fernandez | John Charles Fernandez | John C Fernandez | John Fernandez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-17797|OrgNmn:Flat Rock Ranch LLC|Org Addr:Fort Colli,Colorado,US|OBA Nature:Raise Highland Cattle and sell|Invst Rel:N|Title:Co President|Duties:None. We sold the ranch so we're just waiting to complete 2020 taxes and shut the LLC down.|StrtDt:07-01-08|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view John C. Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039RIA
CRD#: 104555
FORT COLLINS, CO
Current
March 9, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
June 27, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
September 6, 2019 - January 28, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GREENWOOD VILLAGE, CO
Past
February 4, 2015 - July 17, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FORT COLLINS, CO
Past
April 23, 2014 - September 5, 2014
BRICKELL GLOBAL MARKETS, INC.
BD
CRD#: 104316
NEW YORK, NY
Past
June 1, 2012 - August 14, 2013
XP INVESTMENTS US, LLC
BD
CRD#: 156691
NEW YORK, NY
Past
September 28, 2009 - May 15, 2012
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
September 30, 2008 - September 8, 2009
LABRANCHE FINANCIAL SERVICES, LLC
BD
CRD#: 7432
NEW YORK, NY
Past
July 26, 2004 - September 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
December 24, 1996 - September 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 3, 1995 - March 13, 1996
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
June 1, 1992 - April 11, 1995
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2021)
RR
Alaska(3/12/2021)
RR
Arizona(3/12/2021)
RR
Arkansas(3/12/2021)
RR
California(3/12/2021)
RR
Colorado(3/9/2021)
IAR
Colorado(3/31/2025)
RR
Connecticut(3/12/2021)
RR
Delaware(3/12/2021)
RR
District of Columbia(3/12/2021)
RR
Florida(3/12/2021)
RR
Georgia(3/12/2021)
RR
Hawaii(3/12/2021)
RR
Idaho(3/12/2021)
RR
Illinois(3/12/2021)
RR
Indiana(3/12/2021)
RR
Iowa(3/12/2021)
RR
Kansas(3/12/2021)
RR
Kentucky(3/12/2021)
RR
Louisiana(3/12/2021)
RR
Maine(3/12/2021)
RR
Maryland(3/12/2021)
RR
Massachusetts(3/12/2021)
RR
Michigan(3/12/2021)
RR
Minnesota(3/12/2021)
RR
Mississippi(3/12/2021)
RR
Missouri(3/12/2021)
RR
Montana(3/12/2021)
RR
Nebraska(3/12/2021)
RR
Nevada(3/12/2021)
RR
New Hampshire(3/12/2021)
RR
New Jersey(3/12/2021)
RR
New Mexico(3/12/2021)
RR
New York(3/12/2021)
RR
North Carolina(3/12/2021)
RR
North Dakota(3/12/2021)
RR
Ohio(3/15/2021)
RR
Oklahoma(3/12/2021)
RR
Oregon(3/12/2021)
RR
Pennsylvania(3/12/2021)
RR
Puerto Rico(3/12/2021)
RR
Rhode Island(3/12/2021)
RR
South Carolina(3/12/2021)
RR
South Dakota(3/12/2021)
RR
Tennessee(3/12/2021)
RR
Texas(3/12/2021)
IAR
Texas(3/31/2025)
RR
Utah(3/12/2021)
RR
Vermont(3/12/2021)
RR
Virgin Islands(3/12/2021)
RR
Virginia(3/12/2021)
RR
Washington(3/12/2021)
RR
West Virginia(3/12/2021)
RR
Wisconsin(3/12/2021)
RR
Wyoming(3/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/24/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
