Michael J. O'callaghan

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Naples, FL

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CRD#: 2245214

Professional summary

Michael J. O'callaghan, CFP®, who also goes by Michael Joseph Ocallaghan, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Naples, Florida and LASALLE ST SECURITIES, L.L.C. located in Naples, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Ocallaghan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA HARVEST FINANCIAL GROUP LLC, 1599 WASHINGTON STREET SUITE 2C BRAINTREE, MA, PRESIDENT SINCE 02/2006:INVESTMENT RELATED FINANCIAL ADVISORY SERVICES: 40 HOURS A WEEK DURING TRADING HOURS; PROVIDE FINANCIAL RELATED ADVISORY SERVICES;FINANCIAL PLANNING. LaSalle St. Investment Advisors, LLC; Investment Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J. O'callaghan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CRD#: 13905

WILMINGTON, MA

Past

August 24, 1995 - November 22, 1996

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

July 14, 1992 - August 5, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/2/2016)

California
(10/3/2022)

Colorado
(9/2/2016)

IAR

Connecticut
(12/7/2016)

Connecticut
(1/4/2017)

Florida
(9/27/2016)

IAR

Florida
(11/8/2016)

Georgia
(9/7/2016)

IAR

Georgia
(6/20/2024)

Hawaii
(9/27/2016)

IAR

Hawaii
(1/2/2025)

Idaho
(9/14/2020)

IAR

Idaho
(6/9/2023)

Maine
(12/8/2016)

Massachusetts
(9/2/2016)

IAR

Massachusetts
(9/21/2016)

New Hampshire
(4/25/2023)

New Jersey
(9/2/2016)

IAR

New Jersey
(10/5/2016)

New York
(9/2/2016)

IAR

New York
(4/29/2021)

Pennsylvania
(9/2/2016)

Rhode Island
(9/2/2016)

IAR

Rhode Island
(4/29/2021)

South Carolina
(8/29/2024)

Washington
(9/2/2016)

IAR

Washington
(9/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Series 24

Date: 9/14/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. O'callaghan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J. O'callaghan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2003

Series 65

Date: 5/17/1993

Series 63

Date: 7/30/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/13/1992

Series 24

Date: 9/14/1999

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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