MR
Matthew T. Raynor
PRINCIPAL ASSET MANAGEMENT
Mount Pleasant, SC
Some features on this profile are disabled
CRD#: 2245203
MR
Professional summary
Matthew Tyne Raynor, who also goes by Matt Raynor, is a registered financial advisor currently at PRINCIPAL ASSET MANAGEMENT located in Mount Pleasant, South Carolina and PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Des Moines, Iowa.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Raynor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Tyne Raynor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2017 - Present
PRINCIPAL ASSET MANAGEMENT
RIA
CRD#: 109002
Mount Pleasant, SC
Current
September 22, 2017 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 711 High Street, Des Moines, IA 50392BD
CRD#: 43261
DES MOINES, IA
Past
January 3, 2012 - November 11, 2016
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
SAN FRANCISCO, CA
Past
January 11, 2011 - November 11, 2016
BLACKROCK FUND ADVISORS
RIA
CRD#: 105247
SAN FRANCISCO, CA
Past
January 11, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
BD
CRD#: 146183
SAN FRANCISCO, CA
Past
May 10, 2005 - August 10, 2010
NATIXIS ADVISORS, LLC
RIA
CRD#: 106800
BOSTON, MA
Past
May 19, 2004 - August 10, 2010
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
June 10, 1999 - April 8, 2004
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
Past
July 15, 1998 - May 11, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
June 15, 1993 - August 15, 1997
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Past
September 1, 1992 - March 4, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ASSET MANAGEMENT
ALIGNED INVESTORS | QUALITY CORE INVESTORS | PRINCIPAL PORTFOLIO STRATEGIES | PRINCIPAL ORIGIN | PRINCIPAL MORLEY | PRINCIPAL INVESTMENT SOLUTIONS | PRINCIPAL GLOBAL INVESTORS, LLC | PRINCIPAL GLOBAL INVESTORS | PRINCIPAL GLOBAL FIXED INCOME | PRINCIPAL GLOBAL EQUITIES | PRINCIPAL GLOBAL ASSET ALLOCATION STRATEGIES | PRINCIPAL GLOBAL ADVISORS | PRINCIPAL FIXED INCOME | PRINCIPAL FINISTERRE | PRINCIPAL FINANCIAL ADVISORS | PRINCIPAL EQUITIES | PRINCIPAL EDGE | PRINCIPAL DYNAMIC GROWTH | PRINCIPAL CLARITAS | PRINCIPAL CAPITAL MANAGEMENT LLC | PRINCIPAL CAPITAL | PRINCIPAL ASSET MANAGEMENT | PRINCIPAL ASSET ALLOCATION | PRINCIPAL ALTERNATIVE CREDIT | PRINCIPAL ALIGNED | MULTI-ASSET ADVISORS | MORLEY CAPITAL MANAGEMENT | MACRO CURRENCY GROUP | EDGE ASSET MANAGEMENT | COLUMBUS CIRCLE INVESTORS
CRD#: 109002 / SEC#: 801-55959
RIA
Registered Investment Advisory firm - (10/26/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/2/2018)
RR
Alaska(3/2/2018)
RR
Arizona(3/2/2018)
RR
Arkansas(3/2/2018)
RR
California(9/22/2017)
RR
Colorado(3/2/2018)
RR
Connecticut(3/2/2018)
RR
Delaware(3/2/2018)
RR
District of Columbia(3/2/2018)
RR
Florida(3/2/2018)
RR
Georgia(3/2/2018)
RR
Hawaii(3/2/2018)
RR
Idaho(3/2/2018)
RR
Illinois(3/2/2018)
RR
Indiana(3/2/2018)
RR
Iowa(3/2/2018)
RR
Kansas(3/2/2018)
RR
Kentucky(3/2/2018)
RR
Louisiana(3/2/2018)
RR
Maine(3/2/2018)
RR
Maryland(3/2/2018)
RR
Massachusetts(3/2/2018)
RR
Michigan(3/2/2018)
RR
Minnesota(3/2/2018)
RR
Mississippi(3/2/2018)
RR
Missouri(3/2/2018)
RR
Montana(3/2/2018)
RR
Nebraska(3/2/2018)
RR
Nevada(3/2/2018)
RR
New Hampshire(3/2/2018)
RR
New Jersey(3/2/2018)
RR
New Mexico(3/2/2018)
RR
New York(3/2/2018)
RR
North Carolina(3/5/2018)
RR
North Dakota(3/2/2018)
RR
Ohio(3/5/2018)
RR
Oklahoma(3/2/2018)
RR
Oregon(3/2/2018)
RR
Pennsylvania(3/2/2018)
RR
Rhode Island(3/2/2018)
RR
South Carolina(3/2/2018)
IAR
South Carolina(10/6/2025)
RR
South Dakota(3/2/2018)
RR
Tennessee(3/2/2018)
RR
Texas(3/2/2018)
RR
Utah(3/2/2018)
RR
Vermont(3/2/2018)
RR
Virgin Islands(2/12/2020)
RR
Virginia(3/2/2018)
RR
Washington(3/2/2018)
RR
West Virginia(3/2/2018)
RR
Wisconsin(3/2/2018)
RR
Wyoming(3/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 4/2/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ASSET MANAGEMENT
ALIGNED INVESTORS | QUALITY CORE INVESTORS | PRINCIPAL PORTFOLIO STRATEGIES | PRINCIPAL ORIGIN | PRINCIPAL MORLEY | PRINCIPAL INVESTMENT SOLUTIONS | PRINCIPAL GLOBAL INVESTORS, LLC | PRINCIPAL GLOBAL INVESTORS | PRINCIPAL GLOBAL FIXED INCOME | PRINCIPAL GLOBAL EQUITIES | PRINCIPAL GLOBAL ASSET ALLOCATION STRATEGIES | PRINCIPAL GLOBAL ADVISORS | PRINCIPAL FIXED INCOME | PRINCIPAL FINISTERRE | PRINCIPAL FINANCIAL ADVISORS | PRINCIPAL EQUITIES | PRINCIPAL EDGE | PRINCIPAL DYNAMIC GROWTH | PRINCIPAL CLARITAS | PRINCIPAL CAPITAL MANAGEMENT LLC | PRINCIPAL CAPITAL | PRINCIPAL ASSET MANAGEMENT | PRINCIPAL ASSET ALLOCATION | PRINCIPAL ALTERNATIVE CREDIT | PRINCIPAL ALIGNED | MULTI-ASSET ADVISORS | MORLEY CAPITAL MANAGEMENT | MACRO CURRENCY GROUP | EDGE ASSET MANAGEMENT | COLUMBUS CIRCLE INVESTORS
CRD#: 109002 / SEC#: 801-55959
RIA
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Contact information
Main Address
801 Grand Ave, Des Moines, IA 50392-0001
Mailing Address
711 High Street, Des Moines, IA 50392-0001
Phone number
(800) 787-1621
Established
Firm type
Fiscal year end
# of Employees
1,350
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,399 |
| AUM (Assets Under Management) | $ 364,035,359,901 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/28/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
