Margaret A. Dolan

FINANCIAL PLANNING SOLUTIONS

Newton, MA 02466

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CRD#: 2244249

Professional summary

Margaret Ann Dolan, who also goes by Maggie A. Dolan, is a registered financial advisor currently at FINANCIAL PLANNING SOLUTIONS, LLC located in Newton, Massachusetts.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Margaret has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maggie A. Dolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Ann Dolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2022 - Present

FINANCIAL PLANNING SOLUTIONS, LLC

Office #1: 134 Rumford Ave Suite 203, Newton, MA 02466

RIA

CRD#: 168211

Newton, MA

Past

December 18, 2015 - May 3, 2021

ROSENBLUM SILVERMAN SUTTON SF INC

RIA

CRD#: 105774

SAN FRANCISCO, CA

Past

July 8, 1999 - February 6, 2002

J.P. MORGAN CLEARING CORP.

CRD#: 28432

BROOKLYN, NY

Past

July 8, 1999 - February 6, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 12, 1995 - April 22, 1999

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 18, 1992 - June 5, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 29, 1992 - January 1, 1994

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL PLANNING SOLUTIONS, LLC

CRD#: 168211 / SEC#: 801-113221

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (5/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/25/1992

General Securities Representative Examination

Current Firm

FINANCIAL PLANNING SOLUTIONS, LLC

CRD#: 168211 / SEC#: 801-113221

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (5/15/2018 Terminated)

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Contact information

Main Address

134 Rumford Ave Suite 203, Auburndale, MA 02466

Mailing Address

Phone number

(617) 630-4978

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FPS DISCLOSURE BROCHURE AND SUPPLEMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,136
AUM (Assets Under Management)	$ 312,410,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Margaret A. Dolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Ann Dolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSENBLUM SILVERMAN SUTTON SF INC

J.P. MORGAN CLEARING CORP.

J.P. MORGAN SECURITIES LLC

PERSHING LLC

LEHMAN BROTHERS INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

FINANCIAL PLANNING SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2015

Series 63

Date: 6/30/1992

Series 7

Date: 6/25/1992

Current Firm

FINANCIAL PLANNING SOLUTIONS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING SOLUTIONS, LLC

TRUST BUT VERIFY

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