Cinda J. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cinda Joyce Lee, who also goes by Cinda Joyce Ogden, was a registered financial professional .
Cinda is a previously registered financial professional and started their career in finance in 1992. Cinda had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2017 - June 16, 2020
NATIONAL PENSION & GROUP CONSULTANTS, INC
March 25, 2011 - July 20, 2016
VALIC FINANCIAL ADVISORS, INC.
February 16, 2011 - July 20, 2016
VALIC FINANCIAL ADVISORS, INC.
November 18, 1998 - October 16, 2001
METROPOLITAN LIFE INSURANCE COMPANY
November 18, 1998 - October 16, 2001
MSI FINANCIAL SERVICES, INC.
November 20, 1996 - November 25, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
June 24, 1992 - March 18, 1993
IDS LIFE INSURANCE COMPANY
June 24, 1992 - March 18, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATIONAL PENSION & GROUP CONSULTANTS, INC
CRD#: 613 / SEC#: , 8-11206
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
