James Rafoth
Professional summary
James Rafoth, who also goes by Jim Rafoth, is a registered financial advisor currently at BEARD INVESTMENT SERVICES, INC. located in Canfield, Ohio and VALMARK ADVISERS, INC. located in Canfield, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. James has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Rafoth's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2003 - Present
BEARD INVESTMENT SERVICES, INC.
Office #1: 3701 Boardman - Canfield Rd. Suite 1, Canfield, OH 44406February 1, 2017 - Present
VALMARK ADVISERS, INC.
Office #1: 3701 Boardman-canfield Rd Suite 1, Canfield, OH 44406January 31, 2017 - Present
VALMARK SECURITIES, INC.
Office #1: 3701 Boardman-canfield Rd Suite 1, Canfield, OH 44406September 20, 2001 - February 9, 2017
BEARD FINANCIAL SERVICES, INC.
November 4, 1996 - May 1, 2002
WALNUT STREET SECURITIES, INC.
June 12, 1992 - November 4, 1996
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2019)
(1/31/2017)
(7/28/2023)
(1/31/2017)
(10/16/2019)
(1/31/2017)
(5/18/2023)
(1/31/2017)
(1/8/2018)
(1/31/2017)
(11/17/2022)
(7/31/2024)
(1/31/2017)
(1/31/2017)
(10/6/2023)
(1/31/2017)
(2/24/2003)
(1/31/2017)
(1/31/2017)
(6/28/2017)
(1/31/2017)
(1/18/2021)
(1/31/2017)
(11/7/2022)
(1/31/2017)
(8/11/2022)
(12/7/2022)
(1/31/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 5/1/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Canfield, OH 44406TRUST BUT VERIFY
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