JK
John A. Kent
TRUIST ADVISORY SERVICES
JUPITER, FL 33477
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CRD#: 2242930
JK
Professional summary
John Alexander Kent, who also goes by John Kent, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jupiter, Florida and TRUIST INVESTMENT SERVICES, INC. located in Jupiter, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Kent
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KENT COTTAGE RENTAL POSITION: Owner NATURE: My wife Diane Kent and I own a 4 bedroom summer cottage in Ridgeway Ontario Canada that we plan to rent out for a period of 2 to 8 weeks. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2017 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: The property rental will be handled by my wife Diane Kent and anoutside rental agency (Niagaracottagerentals.com)
CRS (Client Relationship Summary) - RIA
Click below to view John Alexander Kent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477RIA
CRD#: 283390
JUPITER, FL
Current
April 15, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477BD
CRD#: 17499
Jupiter, FL
Past
April 21, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
JUPITER, FL
Past
July 3, 2002 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PALM BEACH GARDENS, FL
Past
June 15, 2002 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PALM BEACH GARDENS, FL
Past
December 12, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
September 4, 1997 - December 6, 2000
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
February 28, 1995 - September 8, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
December 8, 1992 - March 13, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/3/2024)
RR
Arizona(4/15/2016)
RR
Arkansas(4/15/2016)
RR
California(4/15/2016)
RR
Colorado(11/6/2019)
RR
Connecticut(4/15/2016)
RR
District of Columbia(8/3/2022)
RR
Florida(4/15/2016)
IAR
Florida(8/16/2016)
RR
Georgia(4/15/2016)
RR
Illinois(4/15/2016)
RR
Indiana(4/15/2016)
RR
Kentucky(10/23/2025)
RR
Maryland(4/15/2016)
RR
Massachusetts(4/15/2016)
RR
Michigan(1/2/2020)
RR
Minnesota(4/15/2016)
RR
Missouri(4/15/2016)
RR
Nevada(4/3/2024)
RR
New Hampshire(7/6/2022)
RR
New Jersey(4/15/2016)
RR
New York(4/15/2016)
RR
North Carolina(4/25/2016)
RR
Ohio(6/3/2019)
RR
Pennsylvania(4/15/2016)
IAR
Rhode Island(4/13/2017)
RR
Rhode Island(2/11/2019)
RR
South Carolina(10/10/2018)
RR
Tennessee(1/17/2019)
RR
Texas(4/15/2016)
IAR
Texas(3/13/2017)
RR
Utah(9/11/2024)
RR
Vermont(6/15/2021)
RR
Virginia(4/15/2016)
RR
Washington(4/15/2016)
RR
West Virginia(9/29/2020)
RR
Wisconsin(10/6/2021)
RR
Wyoming(10/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jupiter, FL 33477TRUST BUT VERIFY
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