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SM

Stephen V. Murphy

ARMORY SECURITIES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 2242466
SM

Professional summary

Stephen Vincent Murphy is a registered financial professional currently at ARMORY SECURITIES, LLC located in El Segundo, California and TORNADO located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1992. Stephen has worked at 21 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, Series 79TO, SIE, Series 50, Series 87, Series 55, Series 7, Series 53, Series 4, Series 14, Series 24, Series 8 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Vincent Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 18, 2015 - Present

ARMORY SECURITIES, LLC

Office #1: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245Office #2: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
BD
CRD#: 147796
El Segundo, CA
Current

August 1, 2016 - Present

TORNADO

Office #1: 135 Madison Ave 5th Floor, New York, NY 10016
BD
CRD#: 269966
New York, NY
Current

September 16, 2019 - Present

DAVY SECURITIES

Office #1: Davy House 49 Dawson Street, Dublin 2, D2Office #2: 49 Dawson Street, Dublin, D2
BD
CRD#: 131901
Dublin 2,
Current

May 8, 2024 - Present

AMERICAN FUNDSTARS

Office #1: 1 Park Plaza Suite 210, Irvine, CA 92614
RIA
BD
CRD#: 315860
IRVINE, CA
Current

March 4, 2025 - Present

PEEL HUNT INC.

Office #1: 7th Floor 100 Liverpool Street, London, EC2M 2AT
BD
CRD#: 157321
London,
Past

March 27, 2025 - May 5, 2025

HOVDE GROUP, LLC

BD
CRD#: 25425
INVERNESS, IL
Past

January 26, 2018 - February 1, 2018

NORTH BRIDGE CAPITAL, LLC

BD
CRD#: 107320
VERO BEACH, FL
Past

March 24, 2017 - July 22, 2022

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

November 18, 2016 - April 4, 2018

IDX MARKETS, LLC

BD
CRD#: 171357
NEW YORK, NY
Past

February 5, 2016 - August 16, 2017

BMI CAPITAL INTERNATIONAL LLC

BD
CRD#: 154670
New York, NY
Past

October 7, 2015 - December 28, 2015

ARETE RESEARCH LLC

BD
CRD#: 128496
DALLAS, TX
Past

September 15, 2009 - May 10, 2010

TS IMAGINE BROKERAGE SERVICES, LLC

BD
CRD#: 146283
NEW YORK, NY
Past

August 3, 2009 - December 4, 2014

ARKONIS CAPITAL LLC

BD
CRD#: 147798
NEW YORK, NY
Past

January 21, 2009 - July 20, 2009

KABRIK TRADING LLC

BD
CRD#: 104460
MANCHESTER CENTER, VT
Past

March 12, 2007 - January 13, 2009

BATTENKILL CAPITAL, INC.

BD
CRD#: 131548
MANCHESTER CENTER, VT
Past

December 29, 2004 - March 12, 2007

HALCYON CABOT PARTNERS, LTD.

BD
CRD#: 32664
NEW YORK, NY
Past

March 21, 2001 - September 5, 2003

INSTITUTIONAL DIRECT INC.

BD
CRD#: 23019
NEW YORK, NY
Past

March 30, 2000 - July 27, 2000

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
NEW YORK, NY
Past

November 15, 1994 - March 30, 2000

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

December 3, 1992 - January 26, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

June 24, 1992 - November 11, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2023
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/7/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/24/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 9/3/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 1/30/2018
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 87
Date: 12/18/2007
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 55
Date: 4/13/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/22/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/20/2019
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/26/2008
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/16/2006
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/9/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/19/1996
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 27
Date: 2/5/1994
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PH
PEEL HUNT INC.
PEEL HUNT INC.

CRD#: 157321 / SEC#: , 8-68845

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Mailing Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Phone number
4420 7418-8900
Established
Delaware since 03/04/2011
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PEEL HUNT INTERNATIONAL LIMITEDOWNER
FINE, STEVEN HARVEYCHAIRMAN2000873
GROSS, ANDREW PAULCEO2402407
LAW, GEORGIA PHILIPPA DUNCANCCO8165329
RUTITSKIY, DMITRIY NMNFINOP6117665
SCHOFIELD, JAMESPOO, PFO7138333

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEEL HUNT INC.

CRD#: 157321El Segundo, CA 90245

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