Lisa M. Troutman

KESTRA ADVISORY SERVICES

LAKE OSWEGO, OR 97035

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CRD#: 2242421

Professional summary

Lisa Marie Troutman, who also goes by Lisa Marie Hacker, Lisa Hacker, Lisa Smith, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lake Oswego, Oregon and KESTRA INVESTMENT SERVICES, LLC located in Lake Oswego, Oregon.

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Lisa has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Marie Hacker | Lisa Hacker | Lisa Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: SHC FINANCIAL POSITION: Operations Manager NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 100 START DATE: 10/17/2023 ADDRESS: 4800 Meadows Rd #300, Lake Oswego OR 97035 DESCRIPTION: Helping with clients Business Name: KESTRA ADVISORY SERVICES POSITION: Operations Manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 25 START DATE: 10/17/2023 ADDRESS: 5707 SW Parkway, Bld 2 Ste 400, Austin TX 78735 DESCRIPTION: Assisting clients,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Troutman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 4800 Meadows Rd Suite 300, Lake Oswego, OR 97035

RIA

CRD#: 283330

LAKE OSWEGO, OR

Current

October 24, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 4800 Meadows Rd Suite 300, Lake Oswego, OR 97035

CRD#: 42046

Lake Oswego, OR

Past

November 2, 2015 - November 2, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAKE OSWEGO, OR

Past

November 2, 2015 - November 2, 2023

LPL FINANCIAL LLC

CRD#: 6413

LAKE OSWEGO, OR

Past

January 3, 2011 - January 27, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

PORTLAND, OR

Past

January 3, 2011 - January 27, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

PORTLAND, OR

Past

July 2, 2003 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

PORTLAND, OR

Past

March 9, 2000 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

August 12, 1996 - May 29, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 12, 1996 - May 29, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 15, 1993 - April 16, 1996

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

August 3, 1992 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oregon
(10/24/2023)

IAR

Oregon
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/31/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Lisa M. Troutman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Troutman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2001

Series 63

Date: 3/13/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2001

Series 6

Date: 7/31/1992

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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