Asim Sheikh

SHEIKH INVESTMENTS

Columbus, OH 43220

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CRD#: 2242300

Professional summary

Asim Sheikh is a registered financial advisor currently at SHEIKH INVESTMENTS, INC. located in Columbus, Ohio.

Asim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Asim has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SHEIKH INVESTMENTS, INC, A REGISTERED INVESTMENT ADVISER (CRD 305832) - PRESIDENT, CEO AND OWNER. 150 HOURS PER MONTH DURING TRADING HOURS; 2) SHEIKH PROPERTIES; OFFICE CONDO LANDLORD; BUYER OF PROPERTY, OCCUPANT & LANDLORD.; BEING A LANDLORD - FINDING RENTERS AND WORKERS TO DO UPKEEP, WE ARE RENTING OUT OUR OLD HOUSE INSTEAD OF SELLING IT. 3) ST BRENDAN ATHLETIC ASSOC BOARD MEMBER, NOT INVESTMENT RELATED, NO COMPENSATION; 4) GLOBAL CURRENCY FUND CREATING A GLOBAL CURRENCY INDEX, INVESTMENT RELATED, NO COMPENSATION; IB REGISTERED WITH NFA-INVESTMENT RELATED COMMISSIONS EXPECTED. 5) Fixed Insurance business, few hours per month, appointed with Lincoln Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asim Sheikh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2020 - Present

SHEIKH INVESTMENTS, INC.

Office #1: 5001 Horizons Dr. Suite 202, Columbus, OH 43220

RIA

CRD#: 305832

Columbus, OH

Past

April 27, 2015 - May 29, 2020

TRADINGBLOCK

RIA

CRD#: 128605

COLUMBUS, OH

Past

August 31, 2012 - December 31, 2021

TRADINGBLOCK

CRD#: 128605

COLUMBUS, OH

Past

August 10, 2009 - September 7, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

COLUMBUS, OH

Past

August 6, 2009 - September 7, 2012

BROKERSXPRESS LLC

CRD#: 127081

COLUMBUS, OH

Past

August 13, 1999 - August 24, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLUMBUS, OH

Past

June 22, 1992 - August 24, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/5/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 7/2/2009

NFA Branch Manager Examination

Current Firm

SHEIKH INVESTMENTS, INC.

CRD#: 305832 / SEC#:

Ohio

Registered Investment Advisory firm - (2/28/2020 Approved)

Texas

Registered Investment Advisory firm - (6/29/2021 Conditional Restricted)

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Contact information

Main Address

5001 Horizons Dr. Suite 202, Columbus, OH 43220

Mailing Address

Phone number

(614) 824-4652

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 100,776,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Asim Sheikh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asim Sheikh's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADINGBLOCK

TRADINGBLOCK

BROKERSXPRESS LLC

BROKERSXPRESS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/1992

Series 63

Date: 6/25/1992

SIE

Date: 10/1/2018

Series 3

Date: 4/5/2002

Series 7

Date: 6/19/1992

Series 30

Date: 7/2/2009

Current Firm

SHEIKH INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHEIKH INVESTMENTS, INC.

TRUST BUT VERIFY

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