Ronald S. Marsh
Professional summary
Ronald Steven Marsh, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tigard, Oregon and CETERA ADVISORS LLC located in Tigard, Oregon.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ronald has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Steven Marsh's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
September 8, 2022 - Present
CETERA ADVISORS LLC
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
October 27, 2004 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
May 17, 2004 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
January 3, 2000 - May 17, 2004
RAGEN MACKENZIE INVESTMENT SERVICES, LLC
May 15, 1997 - December 31, 1999
MARKETING ONE SECURITIES, INC.
September 3, 1996 - October 16, 1996
MARKETING ONE SECURITIES, INC.
January 14, 1994 - October 30, 1995
ALLSTATE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
