Andrew M. Dutka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Michael Dutka, who also goes by Andrew M Dutka, Andy Dutka, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1992. Andrew had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2015 - October 8, 2020
BROADSTONE SECURITIES
April 27, 2012 - October 8, 2013
BROADSTONE SECURITIES
October 9, 2007 - August 2, 2011
BROADSTONE SECURITIES
June 25, 2003 - July 27, 2007
NEW ENGLAND SECURITIES
June 17, 1992 - July 1, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/14/2022
General Securities Representative ExaminationCurrent Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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