Christopher J. Dunn
Professional summary
Christopher John Dunn is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2013 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 1095 Avenue Of The Americas, #40, New York, NY 10036May 12, 1992 - February 29, 1996
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 7/30/1992
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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