Noemi C. Schaefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noemi Carmen Schaefer, who also goes by Noemi Carmen Perez, Noemi Perez, was a registered financial professional .
Noemi is a previously registered financial professional and started their career in finance in 1993. Noemi had worked at 9 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2020 - October 21, 2025
PUENTE SERVICIOS FINANCIEROS LLC
July 2, 2018 - August 19, 2019
INVESTMENT PLACEMENT GROUP
April 10, 2017 - December 8, 2017
NORTHEAST SECURITIES, LLC
December 9, 2014 - May 7, 2018
INSIGNEO SECURITIES, LLC
August 16, 2012 - November 19, 2014
AUSTIN ATLANTIC CAPITAL INC.
January 6, 2011 - August 3, 2012
BULLTICK SECURITIES, LLC
September 23, 2010 - August 3, 2012
BULLTICK, LLC
December 21, 2005 - September 15, 2010
EFG CAPITAL INTERNATIONAL
July 7, 1993 - December 20, 2005
EFG CAPITAL INTERNATIONAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PUENTE SERVICIOS FINANCIEROS LLC
CRD#: 304587 / SEC#: , 8-70412
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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