Helene B. Postrel
Professional summary
Helene Berson Postrel, who also goes by Helene Tracy Berson, Helene Berson, is a registered financial professional currently at AQUILO PARTNERS, L.P. located in San Francisco, California and STINSON SECURITIES, LLC located in San Francisco, California.
Helene is registered as a RR (Registered Representative) and started their career in finance in 2000. Helene has worked at 39 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Helene Berson Postrel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2002 - Present
AQUILO PARTNERS, L.P.
Office #1: 601 California Street, Suite 500, San Francisco, CA 94108August 5, 2002 - Present
STINSON SECURITIES, LLC
Office #1: 70 Montezuma Street, San Francisco, CA 94110January 24, 2011 - Present
WOOD WARREN & CO. SECURITIES, LLC
Office #1: One Sansome Street, Suite 3500, San Francisco, CA 94104August 24, 2011 - Present
SIENA GLOBAL SECURITIES, LLC
Office #1: 2992 Burdeck Drive, Oakland, CA 94602May 7, 2013 - Present
MARTINWOLF
Office #1: 7000 E Shea Blvd Suite E130, Scottsdale, AZ 85254October 6, 2015 - Present
YOSEMITE EXECUTION PARTNERS INC.
Office #1: 409 Read Dr., Lafayette, CA 94549February 6, 2016 - Present
GRANDFUND INVESTMENT GROUP, LLC
Office #1: 12500 Fieldcreek Lane, Reno, NV 89511September 17, 2018 - Present
UNION SQUARE ADVISORS LLC
Office #1: 1 Embarcadero Center Suite 950, San Francisco, CA 94111October 10, 2019 - Present
THE LOGAN GROUP SECURITIES
Office #1: 2151 Professional Drive, Suite 260, Roseville, CA 95661December 16, 2020 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035March 3, 2021 - Present
FCF SECURITIES AND DERIVATIVES LLC
Office #1: 425 S. Financial Place Ste. 1575, Chicago, IL 60605March 10, 2021 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904July 8, 2022 - Present
NORTH POINT MERGERS AND ACQUISITIONS, INC.
Office #1: 580 California Street Suite 2200, San Francisco, CA 94104May 2, 2023 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005January 3, 2024 - Present
LIQUIDLY IAS, LLC
Office #1: 40 E 83rd Street, New York, NY 10028September 19, 2025 - November 10, 2025
ACKRELL CAPITAL, LLC
March 3, 2021 - July 29, 2024
RFA SECURITIES LLC
May 27, 2020 - March 9, 2022
GLOBAL DIGITAL MARKETS
April 2, 2020 - May 5, 2025
CVCAPITAL SECURITIES, LLC
February 17, 2015 - November 2, 2020
FUNDING CIRCLE SECURITIES LLC
April 11, 2014 - May 27, 2014
MISSION CAPITAL LLC
March 19, 2014 - December 31, 2017
CASEY SECURITIES LLC
March 19, 2014 - June 21, 2018
NEW ALBION PARTNERS LLC
March 19, 2014 - June 21, 2018
FCF SECURITIES AND DERIVATIVES LLC
January 30, 2013 - August 19, 2013
POLYGON CAPITAL ADVISORS, LLC
December 16, 2011 - December 14, 2012
DELPHI SECURITIES, CORP
June 30, 2011 - August 18, 2011
VFG SECURITIES, INC.
October 19, 2010 - March 15, 2023
ATLAS TECHNOLOGY GROUP LLC
March 30, 2010 - September 13, 2012
INTERNET SECURITIES
October 21, 2009 - September 2, 2010
WINDFALL SECURITIES LLC
August 8, 2006 - July 10, 2009
SINOVA CAPITAL, LLC
April 25, 2006 - October 31, 2006
CREDICORP CAPITAL SECURITIES, INC.
March 29, 2006 - December 21, 2009
WEALTH SPACE ASSET MANAGEMENT
July 28, 2004 - March 4, 2011
AMERICAN REAL ESTATE SECURITIES, INC.
June 1, 2004 - September 11, 2025
ACKRELL CAPITAL, LLC
January 13, 2003 - July 31, 2003
CREDICORP CAPITAL SECURITIES, INC.
August 7, 2002 - November 21, 2011
FORTREND SECURITIES, INC.
May 31, 2002 - March 27, 2020
TRANCEKA CAPITAL, LLC
March 19, 2002 - May 10, 2007
CAPITAL ACCESS, LTD.
September 13, 2001 - January 24, 2002
NETCIRQ, LLC
June 1, 2001 - October 30, 2001
FINANCIAL TELESIS INC
April 19, 2001 - August 8, 2001
PENSCO PENSION SERVICES, INC.
June 5, 2000 - September 12, 2000
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2011)
(1/3/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationBOX Exchange LLC
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
Current Firm
LIQUIDLY IAS, LLC
CRD#: 299963 / SEC#: , 8-70270
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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