Anlong Li
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anlong Li was a registered financial professional .
Anlong is a previously registered financial professional and started their career in finance in 1992. Anlong had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 56, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2022 - April 23, 2025
HAP TRADING, LLC
August 12, 2019 - August 28, 2020
XR SECURITIES LLC
February 12, 2013 - September 13, 2013
ALLSTON TRADING LLC
June 14, 2011 - November 14, 2012
SPOT TRADING L.L.C.
June 27, 2000 - August 24, 2001
CITADEL TRADING GROUP L.L.C.
October 31, 1997 - April 6, 2000
ABN AMRO INCORPORATED
September 28, 1995 - November 3, 1995
BANC ONE CAPITAL MARKETS, INC.
April 3, 1993 - January 18, 1994
SALOMON BROTHERS INC.
June 12, 1992 - March 30, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/12/2019
Securities Trader ExamSeries 56
Date: 9/9/2011
Proprietary Trader Qualification ExaminationCurrent Firm
HAP TRADING, LLC
CRD#: 44257 / SEC#: , 8-50599
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAP CAPITAL ADVISORS, LLC | OWNER | |
| JOSEPH, MICHAEL DANIEL | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 3008655 |
| KRUGER, JOHN ROBERT | PRINCIPAL FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | 4740278 |
| KRUGER, JOHN ROBERT | PRINCIPAL OPERATIONS OFFICER | 4740278 |
| PADIA, HARSH A | CEO & MEMBER | 2915065 |
| RXR LLC | MANAGING MEMBER |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
