Tracy Shagin

INCLINE CAPITAL MANAGEMENT

Fort Collins, CO 80524

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CRD#: 2240606

Professional summary

Tracy Shagin is a registered financial advisor currently at INCLINE CAPITAL MANAGEMENT, LLC located in Fort Collins, Colorado.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tracy has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Shagin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2007 - Present

INCLINE CAPITAL MANAGEMENT, LLC

Office #1: 19 Old Town Square Suite 238, Fort Collins, CO 80524

RIA

CRD#: 141853

Fort Collins, CO

Past

October 29, 2004 - November 7, 2007

INCLINE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 128867

FORT COLLINS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/1992

Uniform Securities Agent State Law Examination

Current Firm

INCLINE CAPITAL MANAGEMENT, LLC

CRD#: 141853 / SEC#:

Colorado

Registered Investment Advisory firm - (1/30/2007 Approved)

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Contact information

Main Address

19 Old Town Square Suite 238, Fort Collins, CO 80524

Mailing Address

Phone number

(970) 419-8241

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 15,850,777

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy Shagin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Shagin's CRS (Customer Relationship Summary).

Certified licenses

Experience

INCLINE CAPITAL MANAGEMENT, LLC

INCLINE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/1992

Series 63

Date: 5/8/1992

Current Firm

INCLINE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INCLINE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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