Arthur L. Way
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Lyman Way, who also goes by Art Way III, Arthur Lyman Way III, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1992. Arthur had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2007 - March 6, 2018
J. HANNA AND ASSOCIATES, INC. DBA WAY FINANCIAL GROUP
January 8, 2004 - December 31, 2006
MALLORY FINANCIAL SERVICES, INC.
December 11, 2003 - March 29, 2007
TRIAD ADVISORS LLC
June 28, 1999 - November 18, 2016
TRIAD ADVISORS LLC
January 31, 1997 - June 28, 1999
OSAIC WEALTH, INC.
November 1, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
August 26, 1992 - November 11, 1996
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J. HANNA AND ASSOCIATES, INC. DBA WAY FINANCIAL GROUP
CRD#: 142689 / SEC#:
Contact information
Red Flags
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