Monica J. Busch
Professional summary
Monica Jean Busch, who also goes by Monica Jean Barcala, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Buffalo, New York.
Monica is registered as a RR (Registered Representative) and started their career in finance in 1992. Monica has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monica Jean Busch's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2004 - Present
J.W. COLE FINANCIAL, INC.
November 8, 2000 - March 2, 2004
EDWARD JONES
February 1, 1996 - November 10, 2000
BANC ONE SECURITIES CORPORATION
April 21, 1993 - February 1, 1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
July 1, 1992 - February 24, 1993
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2004)
(3/3/2004)
(1/12/2018)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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