Deana C. Ingalls
Professional summary
Deana Carter Ingalls, ChFC®, CLU®, who also goes by Deana Marie Carter, Deana Carter, Deana Ingalls, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Rancho Santa Fe, California and INNOVATION PARTNERS LLC located in Rancho Santa Fe, California.
Deana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Deana has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deana Carter Ingalls's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2022 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 6013 La Granada #5005, Rancho Santa Fe, CA 92091September 14, 2022 - Present
INNOVATION PARTNERS LLC
Office #1: 6013 La Granda, Rancho Santa Fe, CA 92091May 15, 2019 - September 2, 2022
THE WEALTH CONSULTING GROUP
July 17, 2006 - August 21, 2019
LPL FINANCIAL LLC
July 17, 2006 - September 12, 2022
LPL FINANCIAL LLC
September 22, 1997 - July 20, 2006
OSAIC FA, INC.
February 5, 1996 - May 16, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 5, 1996 - July 20, 2006
OSAIC FA, INC.
February 22, 1993 - January 12, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 22, 1993 - January 12, 1996
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2022)
(9/15/2022)
(12/14/2022)
(1/9/2023)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
