Christopher S. Conner
Professional summary
Christopher Scott Conner, who also goes by Chris Conner, Christoph Scott Conner, is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Scott Conner's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2009 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: One American Row, Hartford, CT 06103March 27, 2009 - January 10, 2014
HARTFORD FUNDS DISTRIBUTORS, LLC
March 27, 2009 - May 1, 2018
HIMCO DISTRIBUTION SERVICES COMPANY
January 19, 2005 - January 28, 2013
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 17, 2004 - January 18, 2005
PERSIMMON SECURITIES, INC.
February 3, 2004 - January 21, 2005
MGI FUNDS DISTRIBUTORS, LLC
February 3, 2004 - January 21, 2005
NORTHERN FUNDS DISTRIBUTORS, LLC
February 3, 2004 - January 21, 2005
BLACKROCK DISTRIBUTORS, INC
February 3, 2004 - January 21, 2005
STERLING CAPITAL DISTRIBUTORS, LLC
April 21, 2003 - January 21, 2005
FORESIDE FUNDS DISTRIBUTORS LLC
August 19, 1994 - December 31, 1994
VOYA FINANCIAL ADVISORS, INC.
April 14, 1993 - August 20, 1993
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
