Steven M. Josephson
Professional summary
Steven M Josephson, who also goes by Steven Mark Josephson, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Chicago, Illinois and BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven M Josephson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 303 E. Wacker Drive 5th Fl, Chicago, IL 60601August 29, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601March 23, 2012 - August 31, 2012
M&I FINANCIAL ADVISORS, INC
March 22, 2012 - November 7, 2012
M&I FINANCIAL ADVISORS, INC
May 11, 2010 - September 30, 2010
AMCORE INVESTMENT SERVICES, INC
March 19, 2007 - September 21, 2007
FIRST NATIONAL INVESTMENTS, INC.
December 8, 2005 - August 14, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
December 8, 2005 - August 14, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
May 1, 2002 - December 31, 2005
HARRISDIRECT LLC
April 18, 2002 - December 31, 2005
HARRISDIRECT LLC
December 9, 2000 - May 1, 2002
HARRIS INVESTORLINE INC.
November 22, 1994 - December 9, 2000
HARRIS INVESTORLINE
July 27, 1994 - November 2, 1994
AMERIPRISE ADVISOR SERVICES, INC.
July 6, 1993 - June 21, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 6, 1993 - June 21, 1994
EQUITABLE ADVISORS, LLC
February 1, 1993 - July 9, 1993
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 27, 1992 - February 18, 1993
WINCHESTER INVESTMENT SECURITIES, INC.
August 27, 1992 - November 3, 1992
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
