Craig Hulet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Hulet, who also goes by Craig Anderson Hulet, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1992. Craig had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2019 - July 14, 2023
BCG SECURITIES, INC.
April 13, 2007 - January 31, 2011
STRATEGIC ADVISERS LLC
April 11, 2007 - January 31, 2011
FIDELITY BROKERAGE SERVICES LLC
October 26, 2005 - November 8, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 19, 2005 - November 8, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 27, 1993 - April 14, 2003
CHARLES SCHWAB & CO., INC.
September 22, 1992 - December 23, 1992
MONY SECURITIES CORPORATION
May 27, 1992 - June 25, 1992
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/11/2019
General Securities Representative ExaminationSeries 8
Date: 2/19/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,900 |
| AUM (Assets Under Management) | $ 740,027,520 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
