Christopher S. Carlin
Professional summary
Christopher Schoefield Carlin, who also goes by Christopher Schoefield Carlinh, is a registered financial advisor currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Schoefield Carlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2014 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701July 27, 2016 - May 14, 2019
NETWORK 1 FINANCIAL SECURITIES INC.
January 12, 2012 - April 17, 2014
AEGIS CAPITAL CORP.
December 16, 2011 - December 22, 2011
AEGIS CAPITAL CORP.
December 16, 2011 - April 17, 2014
AEGIS CAPITAL CORP.
November 24, 2010 - December 16, 2011
FCG ADVISORS, LLC
November 24, 2010 - December 16, 2011
FCG ADVISORS, LLC
April 15, 2008 - November 22, 2010
1ST WORLDWIDE ADVISORS, LLC.
December 7, 2007 - November 22, 2010
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
November 26, 2002 - December 21, 2007
THOMAS GROUP CAPITAL
January 13, 2001 - October 14, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
September 4, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
July 31, 1993 - September 9, 1996
CITIGROUP GLOBAL MARKETS INC.
June 11, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2019)
(12/6/2019)
(3/25/2014)
(10/21/2019)
(3/24/2014)
(3/24/2014)
(10/25/2019)
(3/24/2014)
(3/25/2014)
(4/9/2014)
(10/21/2019)
(10/21/2019)
(10/29/2019)
(10/24/2019)
(10/21/2019)
(10/22/2019)
(3/24/2014)
(3/27/2014)
(10/23/2019)
(10/22/2019)
(10/21/2019)
(10/24/2019)
(10/24/2019)
(10/31/2019)
(3/24/2014)
(3/24/2014)
(10/21/2019)
(10/25/2019)
(10/21/2019)
(10/22/2019)
(10/30/2019)
(3/24/2014)
(5/27/2021)
(12/2/2022)
(10/23/2019)
(10/22/2019)
(3/24/2014)
(10/22/2019)
(11/23/2020)
(3/24/2014)
(7/17/2019)
(11/4/2019)
(10/21/2019)
(10/30/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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