DA
David E. Astorr
WILMINGTON CAPITAL SECURITIES
East Hampton, NY 11937
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CRD#: 2238818
DA
Professional summary
David Edward Astorr, who also goes by David E Astorr, is a registered financial advisor currently at WILMINGTON CAPITAL SECURITIES, LLC located in East Hampton, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David E Astorr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GINGERBREAD SQUARE MANAGEMENT CO./ 24 GINGERBREAD LANE, EAST HAMPTON, NY 11937/ PARTNER/ SINCE 2010/ PASSIVE RENTAL INCOME FROM CONDO UNIT/ NO DUTIES/ ZERO HOURS DEVOTED.
DAVEASTORR.COM AND/OR DAVE E ASTORR INC, INVESTMENT RELATED (DBA DAME FOR ADVISORY AND BROKERAGE BUSINESS), 28 GINGERBREAD LANE EAST HAMPTON NY 11937, OWNER AND SOLE PROPRIETOR, 2016, 40 HOURS PER WEEK AND DURING ALL MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Astorr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Edward Astorr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2015 - Present
WILMINGTON CAPITAL SECURITIES, LLC
Office #1: 28 Gingerbread Lane, East Hampton, NY 11937RIA
BD
CRD#: 133839
East Hampton, NY
Current
December 11, 2015 - Present
WILMINGTON CAPITAL SECURITIES, LLC
Office #1: 28 Gingerbread Lane, East Hampton, NY 11937RIA
BD
CRD#: 133839
East Hampton, NY
Past
December 19, 2013 - November 17, 2015
ROCKWELL GLOBAL CAPITAL LLC
BD
CRD#: 142485
East Hampton, NY
Past
July 15, 2013 - December 24, 2013
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
SCHAUMBURG, IL
Past
March 14, 2013 - December 26, 2013
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
SCHAUMBURG, IL
Past
March 14, 2013 - July 24, 2013
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
EAST HAMPTON, NY
Past
October 10, 2012 - February 19, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
EAST HAMPTON, NY
Past
September 21, 2012 - February 19, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
EAST HAMPTON, NY
Past
February 15, 2012 - June 7, 2012
IRC SECURITIES LLC
BD
CRD#: 150022
NEW YORK, NY
Past
October 11, 2011 - December 1, 2011
CAPFI PARTNERS LLC
BD
CRD#: 113795
NEW YORK, NY
Past
August 26, 2010 - June 14, 2012
POTOMAC RESEARCH GROUP
RIA
CRD#: 151983
NEW YORK, NY
Past
March 21, 2005 - March 24, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
NEW YORK, NY
Past
March 22, 2004 - March 14, 2005
LEERINK PARTNERS LLC
BD
CRD#: 39011
BOSTON, MA
Past
September 1, 2000 - March 22, 2004
UBS CAPITAL MARKETS L.P.
BD
CRD#: 2692
STAMFORD, CT
Past
November 1, 1996 - September 7, 2000
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
March 11, 1996 - November 1, 1996
LYNCH, JONES & RYAN LLC
BD
CRD#: 3198
NEW YORK, NY
Past
June 12, 1992 - August 9, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WILMINGTON CAPITAL SECURITIES, LLC
ALLELE CAPITAL PARTNERS | WILMINGTON CAPITAL SECURITIES, LLC | LIBERTY CROSSING CAPITAL MARKETS, LLC | GHS CAPITAL MANAGEMENT, LLC | FOREFRONT WEALTH MANAGEMENT | DAVID E. ASTORR, INC. | DAVID E. ASTORR INC. | CLARK CAPITAL
CRD#: 133839 / SEC#: 801-101483, 8-67149
RIA
Registered Investment Advisory firm - SEC (7/27/2015 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/28/2015 Terminated)New York
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2022)
RR
Arizona(8/11/2022)
RR
Connecticut(4/25/2022)
RR
Florida(1/5/2016)
RR
Georgia(9/19/2022)
RR
Illinois(11/15/2022)
RR
Massachusetts(10/24/2025)
IAR
New Jersey(12/16/2015)
RR
New Jersey(4/2/2020)
RR
New Mexico(3/20/2017)
RR
New York(1/5/2016)
IAR
New York(7/18/2021)
RR
North Carolina(1/5/2016)
RR
South Carolina(12/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WILMINGTON CAPITAL SECURITIES, LLC
ALLELE CAPITAL PARTNERS | WILMINGTON CAPITAL SECURITIES, LLC | LIBERTY CROSSING CAPITAL MARKETS, LLC | GHS CAPITAL MANAGEMENT, LLC | FOREFRONT WEALTH MANAGEMENT | DAVID E. ASTORR, INC. | DAVID E. ASTORR INC. | CLARK CAPITAL
CRD#: 133839 / SEC#: 801-101483, 8-67149
RIA
Registered Investment Advisory firm - SEC (7/27/2015 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/28/2015 Terminated)New York
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
666 Old Country Road Suite 505, Garden City, NY 11530
Mailing Address
666 Old Country Road Suite 505, Garden City, NY 11530
Phone number
(516) 750-6200
Established
New York since 11/18/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6
SEC notice filing (7 States and Territories)
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILMINGTON CAPITAL GROUP, INC. | PARENT COMPANY | |
| COLUMBO, JOSEPH DONALD | CHAIRMAN OF BROKER DEALER, GENERAL PRINCIPAL, GOVERNMENT SECURITIES PRINCIPAL, MSRB PRINCIPAL, ELECTED MANAGER | 823524 |
| DORUSHKIN, RONALD BRETT | CEO OF BROKER DEALER, GENERAL PRINCIPAL, ELECTED MANAGER | 2245185 |
| LEE, DENNIS PETER | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER OF BROKER DEALER AND INVESTMENT ADVISOR, REGISTERED OPTIONS PRINCIPAL | 6008539 |
| MIKES, JOHN | PRESIDENT OF BROKER DEALER, GENERAL SECURITIES PRINCIPAL, ELECTED MANAGER,OSJ SUPERVISOR | 2458544 |
| VITTOR, GREG TODD | FINOP, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1864219 |
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 258,250,437 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILMINGTON CAPITAL SECURITIES, LLC
CRD#: 133839East Hampton, NY 11937TRUST BUT VERIFY
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Contact information
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