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JG

John Goodman

VISTIA CAPITAL
LONE TREE, CO
·CRD# 2238409·34 years experience

Professional Summary

John Goodman, who also goes by John Porter Goodman, is a registered financial advisor currently at VISTIA CAPITAL, LLC located in Lone Tree, Colorado. John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Porter Goodman

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

Current

VISTIA CAPITAL, LLCCurrent·CRD# 311342
BD
9380 Station Street, Suite 225, Lone Tree, CO 80124
June 8, 2026 - Present

Past

CRESCENT SECURITIES GROUP, INC.Past·CRD# 114993
BD
Plano, TX
August 6, 2025 - May 27, 2026
AUSDAL FINANCIAL PARTNERS, INC.Past·CRD# 7995
BD
Davenport, IA
June 8, 2020 - December 5, 2022
ARETE WEALTH MANAGEMENT, LLCPast·CRD# 44856
BD
Chicago, IL
June 14, 2017 - February 25, 2019
MOLONEY SECURITIES CO., INC.Past·CRD# 38535
BD
Manchester, MO
March 4, 2014 - June 6, 2017
CENTURION INSTITUTIONAL SERVICES, INC.Past·CRD# 33531
BD
Escondido, CA
June 9, 2011 - April 19, 2012
IMS SECURITIES, INC.Past·CRD# 35567
BD
Houston, TX
March 5, 2009 - May 19, 2011
AMREIT SECURITIES COMPANYPast·CRD# 47041
BD
Houston, TX
August 29, 2007 - November 7, 2008
LIGHTSTONE SECURITIES, LLCPast·CRD# 132596
BD
New York, NY
May 23, 2006 - August 7, 2007
AMREIT SECURITIES COMPANYPast·CRD# 47041
BD
Houston, TX
June 7, 2005 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
Houston, TX
March 22, 1999 - March 31, 2005
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
March 22, 1999 - March 31, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
November 3, 1992 - March 26, 1999
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
June 12, 1992 - November 6, 1992

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Current Firm

VC
VISTIA CAPITAL, LLC

VISTIA CAPITAL, LLC

CRD#: 311342 / SEC#: 8-70643
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

9380 Station Street, Suite 225, Lone Tree, CO 80124

Mailing Address

9380 Station Street Suite 225, Lone Tree, CO 80124

Phone Number

(720) 738-1742

Established

Delaware since 07/13/2020

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GM417 HOLDINGS, INC.MEMBER—
HAYES, SUSAN ANNFINOP/PFO/POO/CFO2856326
MOSES, GARY LEECEO/DESIGNATED PRINCIPAL7074013
ROBERTS, DANIEL ANTHONYCCO2208120
RODRIGUEZ DE ALMEIDA, PABLO ULISESREGISTERED PRINCIPAL7155564

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(7/20/2026)
RR
Colorado
(6/10/2026)
RR
Connecticut
(6/18/2026)
RR
District of Columbia
(6/22/2026)
RR
Florida
(6/18/2026)
RR
Idaho
(6/18/2026)
RR
Illinois
(6/18/2026)
RR
Kentucky
(6/18/2026)
RR
Louisiana
(6/17/2026)
RR
Maryland
(7/2/2026)
RR
Michigan
(6/24/2026)
RR
Minnesota
(6/18/2026)
RR
Mississippi
(6/18/2026)
RR
Montana
(6/18/2026)
RR
Nebraska
(6/17/2026)
RR
New Jersey
(6/18/2026)
RR
Oklahoma
(6/22/2026)
RR
South Carolina
(6/24/2026)
RR
South Dakota
(6/18/2026)
RR
Texas
(6/10/2026)
RR
Vermont
(6/18/2026)
RR
Virginia
(6/22/2026)
RR
Washington
(6/18/2026)
RR
Wisconsin
(6/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Goodman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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