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JG

John Goodman

VISTIA CAPITAL
LONE TREE, CO 80124
CRD#: 2238409
Some features on this profile are disabled
JG
John GoodmanVISTIA CAPITAL

Professional summary

John Goodman, who also goes by John Porter Goodman, is a registered financial professional currently at VISTIA CAPITAL, LLC located in Lone Tree, Colorado.

John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Porter Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Goodman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

VISTIA CAPITAL, LLC

Office #1: 9380 Station Street, Suite 225, Lone Tree, CO 80124
BD
CRD#: 311342
LONE TREE, CO
Past

August 6, 2025 - May 27, 2026

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

June 8, 2020 - December 5, 2022

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
DAVENPORT, IA
Past

June 14, 2017 - February 25, 2019

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL
Past

March 4, 2014 - June 6, 2017

MOLONEY SECURITIES CO., INC.

BD
CRD#: 38535
MANCHESTER, MO
Past

June 9, 2011 - April 19, 2012

CENTURION INSTITUTIONAL SERVICES, INC.

BD
CRD#: 33531
ESCONDIDO, CA
Past

March 5, 2009 - May 19, 2011

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

August 29, 2007 - November 7, 2008

AMREIT SECURITIES COMPANY

BD
CRD#: 47041
HOUSTON, TX
Past

May 23, 2006 - August 7, 2007

LIGHTSTONE SECURITIES, LLC

BD
CRD#: 132596
NEW YORK, NY
Past

June 7, 2005 - May 26, 2006

AMREIT SECURITIES COMPANY

BD
CRD#: 47041
HOUSTON, TX
Past

March 22, 1999 - March 31, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
HOUSTON, TX
Past

March 22, 1999 - March 31, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 3, 1992 - March 26, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 12, 1992 - November 6, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/10/2026)
RR
Texas
(6/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/15/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VISTIA CAPITAL, LLC
VISTIA CAPITAL, LLC

CRD#: 311342 / SEC#: , 8-70643

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
202 6th Street, Suite 303, Castle Rock, CO 80104
Mailing Address
202 6th Street, Suite 303, Castle Rock, CO 80104
Phone number
(720) 738-1742
Established
Delaware since 07/13/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GM417 HOLDINGS, INC.MEMBER
HAYES, SUSAN ANNFINOP/PFO/POO/CFO2856326
MOSES, GARY LEECEO/DESIGNATED PRINCIPAL7074013
ROBERTS, DANIEL ANTHONYCCO2208120
RODRIGUEZ DE ALMEIDA, PABLO ULISESREGISTERED PRINCIPAL7155564

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTIA CAPITAL, LLC

CRD#: 311342Lone Tree, CO 80124

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