Peter R. Kris
Professional summary
Peter Randall Kris, who also goes by Pete Kris, Peter Kris, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Randall Kris's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203January 6, 2020 - March 22, 2021
ARBOR COURT CAPITAL, LLC
May 7, 2018 - December 31, 2019
FORESIDE FUND SERVICES, LLC
June 27, 2014 - May 22, 2017
ALPS DISTRIBUTORS, INC.
January 23, 2012 - May 8, 2014
RAFFERTY CAPITAL MARKETS, LLC
November 10, 2010 - January 24, 2012
PINEBRIDGE SECURITIES LLC
November 20, 2007 - December 31, 2009
QUASAR DISTRIBUTORS, LLC
November 30, 2005 - January 30, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
June 24, 1992 - February 29, 1996
BERKELEY INTERNATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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