John N. Lewis

NEW ALBANY CAPITAL PARTNERS

Bluffton, SC

Some features on this profile are disabled

CRD#: 2238161

Professional summary

John Neal Lewis JR is a registered financial advisor currently at NEW ALBANY CAPITAL PARTNERS, LLC located in Bluffton, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 7 firms and has passed the Series 50 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

During 2023 John Lewis began volunteering as a member of the investment sub-committee of the finance committee of Berkely Hall Club, Inc., a 501(c)(6) non-profit organization located at 366 Good Hope Road, Bluffton, SC 29909. Berkeley Hall Club, Inc., is not an investment related entity; It operates a golf club, neighborhood management company, and other community services. Berkely Hall Club, Inc., does receive dues revenue from members which, from time to time, may be invested. This volunteer activity related to the investment sub-committee is investment related and Lewis receives no compensation, direct or otherwise, for his time. The investment sub-committee makes investment recommendations to a finance committee and its treasurer who support a board of directors, ultimately responsible for operational oversight. The board's elected treasurer and appointed general manager of Berkely Hall Club, Inc., are the only two individuals authorized to execute transactions. Lewis has no transaction authority with any accounts associated with Berkely Hall Club, Inc. Lewis devotes approximately 3-5 hours per month as a volunteer, some during trading hours, but generally random in nature (trading vs. non-trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Neal Lewis JR's CRS (Customer Relationship Summary).

BPU INVESTMENT MANAGEMENT INC.

CRD#: 17058

PITTSBURGH, PA

Past

March 4, 1994 - October 25, 1999

LANCASTER POLLARD & CO., LLC

CRD#: 24110

COLUMBUS, OH

Past

May 26, 1992 - February 3, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 26, 1992 - February 3, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(3/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 50

Date: 2/10/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 5/21/1992

General Securities Representative Examination

Current Firm

NEW ALBANY CAPITAL PARTNERS, LLC

GREENFIELD/LEWIS INVESTMENT COUNSEL | NEW ALBANY CAPITAL PARTNERS, LLC | GUMMER & LEWIS INVESTMENT COUNSEL, LLC

CRD#: 144982 / SEC#: 801-68296

RIA

Registered Investment Advisory firm - (9/23/2019 Terminated)

Ohio

Registered Investment Advisory firm - (3/24/2020 Approved)

South Carolina

Registered Investment Advisory firm - (9/20/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Bluffton, SC

Mailing Address

Phone number

(614) 441-9999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 76,141,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John N. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Neal Lewis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ALBANY CAPITAL PARTNERS, LLC

REDTREE INVESTMENT GROUP

SWEETWATER ASSET MANAGEMENT LLC

BPU INVESTMENT MANAGEMENT INC.

BPU INVESTMENT MANAGEMENT INC.

LANCASTER POLLARD & CO., LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 50

Date: 2/10/2016

Series 7

Date: 5/21/1992

Current Firm

NEW ALBANY CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW ALBANY CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors